UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4426
Quanex
NX
$967M
| $750K | ﹤0.01% |
35,059
+2,330
| +7% | +$54.4K |
|
|
PNNT
4427
Pennant Park Investment Corp
PNNT
$242M
| $749K | ﹤0.01% |
115,314
+8,799
| +8% | +$57.8K |
|
4428
Steven Madden
SHOO
$3.58B
| $749K | ﹤0.01% |
18,639
+3,170
| +20% | +$131K |
|
4429
iShares Russell Top 200 ETF
IWL
$2.28B
| $748K | ﹤0.01% |
7,256
-950
| -12% | -$101K |
|
4430
Onto Innovation
ONTO
$14.5B
| $748K | ﹤0.01% |
10,353
+3,268
| +46% | +$236K |
|
|
PPT
4431
Franklin Premier Income Trust
PPT
$330M
| $748K | ﹤0.01% |
163,652
-9,049
| -5% | -$41.7K |
|
4432
iShares Global Consumer Discretionary ETF
RXI
$278M
| $746K | ﹤0.01% |
4,525
-799
| -15% | -$135K |
|
|
RCS
4433
PIMCO Strategic Income Fund
RCS
$249M
| $745K | ﹤0.01% |
105,677
-6,769
| -6% | -$52.2K |
|
4434
Stratasys
SSYS
$769M
| $745K | ﹤0.01% |
34,616
-40,887
| -54% | -$886K |
|
4435
Astec Industries
ASTE
$991M
| $742K | ﹤0.01% |
13,786
-15,048
| -52% | -$889K |
|
4436
Frontier Group Holdings
ULCC
$1.56B
| $742K | ﹤0.01% |
46,939
+6,961
| +17% | +$107K |
|
|
BSL
4437
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
| $741K | ﹤0.01% |
45,175
+5,676
| +14% | +$92.5K |
|
4438
Corcept Therapeutics
CORT
$12.3B
| $741K | ﹤0.01% |
37,612
-63,820
| -63% | -$1.34M |
|
4439
iShares MSCI Chile ETF
ECH
$1.05B
| $739K | ﹤0.01% |
28,447
-207
| -0.7% | -$5.66K |
|
4440
Invesco DB Oil Fund
DBO
$390M
| $737K | ﹤0.01% |
53,707
+6,884
| +15% | +$87.4K |
|
|
TWOU
4441
DELISTED
2U Inc
TWOU
| $737K | ﹤0.01% |
731
-964
| -57% | -$1.13M |
|
4442
PUT
Alamos Gold
AGI
$13.9B
| $734K | ﹤0.01% |
102,000
| – | – |
|
4443
CALL
PG&E
PCG
$37.5B
| $734K | ﹤0.01% |
76,498
+41,498
| +119% | +$392K |
|
4444
Star Bulk Carriers
SBLK
$3.17B
| $734K | ﹤0.01% |
30,527
+23,415
| +329% | +$492K |
|
4445
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.03B
| $734K | ﹤0.01% |
28,535
+113
| +0.4% | +$2.92K |
|
4446
Armstrong World Industries
AWI
$7.75B
| $732K | ﹤0.01% |
7,667
+939
| +14% | +$98.4K |
|
4447
iShares US Insurance ETF
IAK
$542M
| $732K | ﹤0.01% |
9,359
| – | – |
|
|
TGH
4448
DELISTED
Textainer Group Holdings limited
TGH
| $732K | ﹤0.01% |
20,946
+14,035
| +203% | +$459K |
|
4449
Arcus Biosciences
RCUS
$3.66B
| $731K | ﹤0.01% |
20,956
+13,894
| +197% | +$432K |
|
4450
First Commonwealth Financial
FCF
$2.17B
| $730K | ﹤0.01% |
53,569
-54,422
| -50% | -$725K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.