UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4426
PUT
Diageo
DEO
$53.6B
| $259K | ﹤0.01% |
+2,400
| New | +$267K |
|
4427
CALL
Southwest Airlines
LUV
$23B
| $259K | ﹤0.01% |
6,800
-2,800
| -29% | -$103K |
|
4428
PTC Therapeutics
PTCT
$6.12B
| $259K | ﹤0.01% |
9,700
+8,769
| +942% | +$375K |
|
4429
Shenandoah Telecom
SHEN
$746M
| $259K | ﹤0.01% |
12,088
+10,258
| +561% | +$194K |
|
4430
Enanta Pharmaceuticals
ENTA
$400M
| $258K | ﹤0.01% |
7,129
+6,690
| +1,524% | +$287K |
|
4431
RGC Resources
RGCO
$228M
| $258K | ﹤0.01% |
19,133
+2,018
| +12% | +$27.5K |
|
|
BNFT
4432
DELISTED
Benefitfocus, Inc.
BNFT
| $258K | ﹤0.01% |
8,250
-1,486
| -15% | -$56.8K |
|
4433
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $257K | ﹤0.01% |
7,353
| – | – |
|
|
ATW
4434
DELISTED
Atwood Oceanics
ATW
| $257K | ﹤0.01% |
17,321
-2,812
| -14% | -$54.8K |
|
|
LJPC
4435
DELISTED
La Jolla Pharmaceutical Company
LJPC
| $257K | ﹤0.01% |
9,250
-3,262
| -26% | -$103K |
|
4436
MACOM Technology Solutions
MTSI
$23.7B
| $256K | ﹤0.01% |
8,842
-9,322
| -51% | -$294K |
|
|
SRG
4437
Seritage Growth Properties
SRG
$136M
| $256K | ﹤0.01% |
+6,860
| New | +$272K |
|
|
STI
4438
PUT
DELISTED
SunTrust Banks, Inc.
STI
| $256K | ﹤0.01% |
6,700
| – | – |
|
|
CPL
4439
DELISTED
CPFL Energia S.A.
CPL
| $255K | ﹤0.01% |
34,867
+6,955
| +25% | +$66.7K |
|
|
MNE
4440
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
| $255K | ﹤0.01% |
18,340
-1,757
| -9% | -$24.7K |
|
4441
Citizens
CIA
$192M
| $254K | ﹤0.01% |
34,153
+5,520
| +19% | +$36.9K |
|
4442
FTAI Aviation
FTAI
$22.2B
| $254K | ﹤0.01% |
23,186
-41,919
| -64% | -$543K |
|
4443
CALL
Incyte
INCY
$24.4B
| $254K | ﹤0.01% |
2,300
| – | – |
|
4444
CALL
Kraft Heinz
KHC
$30B
| $254K | ﹤0.01% |
+3,600
| New | +$272K |
|
|
TIER
4445
DELISTED
TIER REIT, Inc.
TIER
| $254K | ﹤0.01% |
+17,284
| New | +$276K |
|
|
BGC
4446
DELISTED
General Cable Corporation
BGC
| $254K | ﹤0.01% |
21,330
-276,389
| -93% | -$4.31M |
|
4447
The Ensign Group
ENSG
$10.7B
| $253K | ﹤0.01% |
12,687
-1,529
| -11% | -$35.1K |
|
4448
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$161M
| $252K | ﹤0.01% |
5,219
+5,209
| +52,090% | +$332K |
|
4449
Par Pacific Holdings
PARR
$3.32B
| $252K | ﹤0.01% |
12,109
-723
| -6% | -$13.9K |
|
|
IRC
4450
DELISTED
INLAND REAL ESTATE CORP
IRC
| $252K | ﹤0.01% |
31,052
+462
| +2% | +$4.21K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.