UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4401
CVR Partners
UAN
$1.27B
| $993K | ﹤0.01% |
12,012
-25,445
| -68% | -$2.02M |
|
|
WOW
4402
DELISTED
WideOpenWest
WOW
| $993K | ﹤0.01% |
46,164
-35,187
| -43% | -$701K |
|
|
MIN
4403
Aberdeen Intermediate Income Fund
MIN
$280M
| $990K | ﹤0.01% |
275,857
-62,720
| -19% | -$226K |
|
|
AVYA
4404
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $990K | ﹤0.01% |
+50,000
| New | +$986K |
|
4405
BOK Financial
BOKF
$8.75B
| $988K | ﹤0.01% |
9,362
-17,617
| -65% | -$1.81M |
|
4406
Provident Financial Services
PFS
$3.23B
| $988K | ﹤0.01% |
40,817
+30,335
| +289% | +$743K |
|
4407
Harmony Biosciences
HRMY
$2.3B
| $986K | ﹤0.01% |
23,106
+4,968
| +27% | +$198K |
|
4408
OR Royalties Inc
OR
$6.31B
| $986K | ﹤0.01% |
80,457
+63,852
| +385% | +$778K |
|
4409
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
| $986K | ﹤0.01% |
17,040
+5,631
| +49% | +$323K |
|
|
AVID
4410
DELISTED
Avid Technology Inc
AVID
| $986K | ﹤0.01% |
30,264
-18,461
| -38% | -$575K |
|
4411
National Beverage
FIZZ
$2.89B
| $981K | ﹤0.01% |
21,646
+14,752
| +214% | +$803K |
|
|
BFZ
4412
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $973K | ﹤0.01% |
66,874
-13,122
| -16% | -$192K |
|
|
HUYA
4413
Huya Inc
HUYA
$556M
| $973K | ﹤0.01% |
140,150
-73,599
| -34% | -$609K |
|
4414
Patrick Industries
PATK
$2.81B
| $973K | ﹤0.01% |
18,081
+11,638
| +181% | +$625K |
|
|
HOLI
4415
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $972K | ﹤0.01% |
69,073
-243,116
| -78% | -$4.04M |
|
4416
Alto Ingredients
ALTO
$323M
| $970K | ﹤0.01% |
201,690
-44,253
| -18% | -$232K |
|
4417
PUT
NRG Energy
NRG
$25.2B
| $969K | ﹤0.01% |
+22,500
| New | +$883K |
|
|
TSI
4418
TCW Strategic Income Fund
TSI
$213M
| $969K | ﹤0.01% |
167,904
+582
| +0.3% | +$3.35K |
|
4419
Funko
FNKO
$332M
| $965K | ﹤0.01% |
51,312
-16,756
| -25% | -$297K |
|
|
GNOG
4420
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
| $965K | ﹤0.01% |
96,934
+96,314
| +15,535% | +$1.36M |
|
4421
Laureate Education
LAUR
$5.05B
| $962K | ﹤0.01% |
78,588
+73,004
| +1,307% | +$957K |
|
|
MIO
4422
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
| $962K | ﹤0.01% |
52,403
+615
| +1% | +$11.6K |
|
4423
NACCO Industries
NC
$306M
| $961K | ﹤0.01% |
26,489
+20
| +0.1% | +$647 |
|
4424
PUT
LiveRamp
RAMP
$2.3B
| $959K | ﹤0.01% |
+20,000
| New | +$1.01M |
|
4425
Peabody Energy
BTU
$2.98B
| $955K | ﹤0.01% |
94,834
-176,646
| -65% | -$2.15M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.