UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4401
CALL
Zscaler
ZS
$28.9B
| $814K | ﹤0.01% |
+17,500
| New | +$812K |
|
4402
Bar Harbor Bankshares
BHB
$673M
| $813K | ﹤0.01% |
32,017
-6,291
| -16% | -$160K |
|
4403
Capital City Bank Group
CCBG
$891M
| $813K | ﹤0.01% |
26,664
+5,011
| +23% | +$144K |
|
4404
PUT
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $813K | ﹤0.01% |
+12,400
| New | +$796K |
|
|
DERM
4405
DELISTED
Dermira, Inc.
DERM
| $813K | ﹤0.01% |
53,648
-170,497
| -76% | -$1.47M |
|
|
RWW
4406
DELISTED
Invesco S&P Financials Revenue ETF
RWW
| $812K | ﹤0.01% |
11,004
+1,074
| +11% | +$76.2K |
|
4407
HighPeak Energy
HPK
$1.04B
| $811K | ﹤0.01% |
78,200
+74,827
| +2,218% | +$771K |
|
|
TPZ
4408
Tortoise Electrification Infrastructure ETF
TPZ
$126M
| $811K | ﹤0.01% |
47,825
-3,048
| -6% | -$51.2K |
|
|
SAGE
4409
DELISTED
Sage Therapeutics
SAGE
| $810K | ﹤0.01% |
11,224
-5,970
| -35% | -$734K |
|
|
URG
4410
Ur-Energy
URG
$560M
| $810K | ﹤0.01% |
1,375,662
-460,854
| -25% | -$271K |
|
|
CUB
4411
DELISTED
Cubic Corporation
CUB
| $807K | ﹤0.01% |
12,693
+343
| +3% | +$23.2K |
|
|
S
4412
DELISTED
Sprint Corporation
S
| $805K | ﹤0.01% |
154,514
-31,081
| -17% | -$182K |
|
4413
VanEck Pharmaceutical ETF
PPH
$996M
| $802K | ﹤0.01% |
12,488
+2,436
| +24% | +$147K |
|
4414
First Trust Switzerland AlphaDEX Fund
FSZ
$37.3M
| $801K | ﹤0.01% |
14,833
+7,009
| +90% | +$358K |
|
4415
Parsons
PSN
$5.12B
| $801K | ﹤0.01% |
19,383
+11,683
| +152% | +$436K |
|
4416
Progyny
PGNY
$2.02B
| $799K | ﹤0.01% |
+29,112
| New | +$698K |
|
4417
Ecopetrol
EC
$34.9B
| $798K | ﹤0.01% |
39,996
+12,996
| +48% | +$240K |
|
|
RAD
4418
DELISTED
Rite Aid Corporation
RAD
| $798K | ﹤0.01% |
51,613
+26,964
| +109% | +$264K |
|
|
VRS
4419
DELISTED
Verso Corporation
VRS
| $798K | ﹤0.01% |
44,269
+15,222
| +52% | +$244K |
|
4420
Arrow Financial
AROW
$649M
| $797K | ﹤0.01% |
23,735
+5,994
| +34% | +$189K |
|
4421
Carter Bankshares
CARE
$709M
| $795K | ﹤0.01% |
33,519
+10,780
| +47% | +$223K |
|
|
BSE
4422
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
| $795K | ﹤0.01% |
57,770
+388
| +0.7% | +$5.33K |
|
|
TGH
4423
DELISTED
Textainer Group Holdings limited
TGH
| $793K | ﹤0.01% |
74,024
+51,808
| +233% | +$505K |
|
|
DXGE
4424
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
| $793K | ﹤0.01% |
24,836
-628
| -2% | -$19.7K |
|
|
CBB
4425
DELISTED
Cincinnati Bell Inc.
CBB
| $789K | ﹤0.01% |
75,347
+20,568
| +38% | +$126K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.