UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BNCL
4401
DELISTED
Beneficial Bancorp, Inc.
BNCL
| $375K | ﹤0.01% |
22,605
+6,338
| +39% | +$96.6K |
|
4402
Diodes
DIOD
$4.84B
| $374K | ﹤0.01% |
12,471
+5,135
| +70% | +$138K |
|
4403
El Paso Energy Capital Trust I
EP.PRC
$223M
| $374K | ﹤0.01% |
7,553
-2,264
| -23% | -$111K |
|
4404
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
| $374K | ﹤0.01% |
4,449
-1,346
| -23% | -$113K |
|
4405
WesBanco
WSBC
$4B
| $373K | ﹤0.01% |
9,087
+2,156
| +31% | +$82.6K |
|
4406
Citizens
CIA
$192M
| $372K | ﹤0.01% |
50,545
+6,014
| +14% | +$46.4K |
|
|
KIN
4407
DELISTED
Kindred Biosciences, Inc.
KIN
| $372K | ﹤0.01% |
47,412
-19,183
| -29% | -$144K |
|
4408
PUT
RTX Corp
RTX
$301B
| $371K | ﹤0.01% |
5,085
-36,229
| -88% | -$2.68M |
|
|
GAM
4409
General American Investors Company
GAM
$1.61B
| $370K | ﹤0.01% |
10,295
-1,924
| -16% | -$67.1K |
|
|
ABAX
4410
DELISTED
Abaxis Inc
ABAX
| $370K | ﹤0.01% |
8,271
+652
| +9% | +$31K |
|
|
CCA
4411
DELISTED
MFS California Municipal Fund
CCA
| $369K | ﹤0.01% |
29,795
-10,219
| -26% | -$123K |
|
4412
Mizuho Financial
MFG
$130B
| $367K | ﹤0.01% |
103,383
-1,090
| -1% | -$3.83K |
|
|
EVA
4413
DELISTED
Enviva Inc.
EVA
| $367K | ﹤0.01% |
12,405
-282
| -2% | -$8.13K |
|
4414
Teekay Tankers
TNK
$2.68B
| $366K | ﹤0.01% |
28,186
-3,644
| -11% | -$46.8K |
|
4415
United States 12 Month Natural Gas Fund
UNL
$13.3M
| $366K | ﹤0.01% |
36,612
-1,172
| -3% | -$11.6K |
|
4416
Allegiant Air
ALGT
$2.57B
| $365K | ﹤0.01% |
2,775
+227
| +9% | +$29.2K |
|
4417
CALL
iShares Select Dividend ETF
DVY
$23.6B
| $365K | ﹤0.01% |
+3,900
| New | +$361K |
|
4418
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
| $365K | ﹤0.01% |
10,170
+2,321
| +30% | +$82.6K |
|
4419
Genie Energy
GNE
$383M
| $365K | ﹤0.01% |
55,707
+143
| +0.3% | +$911 |
|
4420
iShares Core US REIT ETF
USRT
$4.63B
| $365K | ﹤0.01% |
7,403
+494
| +7% | +$24.4K |
|
|
PMF
4421
DELISTED
PIMCO Municipal Income Fund
PMF
| $364K | ﹤0.01% |
26,667
-10,190
| -28% | -$142K |
|
4422
CALL
Charter Communications
CHTR
$18.2B
| $363K | ﹤0.01% |
+1,000
| New | +$372K |
|
|
VSI
4423
DELISTED
Vitamin Shoppe Inc.
VSI
| $363K | ﹤0.01% |
67,793
-34
| -0.1% | -$263 |
|
4424
Ameris Bancorp
ABCB
$5.89B
| $362K | ﹤0.01% |
7,545
+2,235
| +42% | +$101K |
|
4425
iShares Global Timber & Forestry ETF
WOOD
$274M
| $362K | ﹤0.01% |
5,415
-784
| -13% | -$49.7K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.