UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CFMS
4376
DELISTED
Conformis, Inc. Common Stock
CFMS
| $652K | ﹤0.01% |
39,479
+7,386
| +23% | +$127K |
|
4377
PUT
Transocean
RIG
$6.3B
| $651K | ﹤0.01% |
281,900
+270,000
| +2,269% | +$397K |
|
|
SJR
4378
DELISTED
Shaw Communications Inc.
SJR
| $651K | ﹤0.01% |
37,055
-100,990
| -73% | -$1.78M |
|
4379
SK Telecom
SKM
$13.8B
| $650K | ﹤0.01% |
16,114
-27,367
| -63% | -$1.05M |
|
4380
Summit Therapeutics
SMMT
$14.2B
| $650K | ﹤0.01% |
138,287
-2,673
| -2% | -$11.3K |
|
4381
Scorpio Tankers
STNG
$4.37B
| $650K | ﹤0.01% |
58,074
-186
| -0.3% | -$2.06K |
|
4382
HealthStream
HSTM
$894M
| $649K | ﹤0.01% |
29,730
+17,376
| +141% | +$349K |
|
|
KREF
4383
KKR Real Estate Finance Trust
KREF
$437M
| $649K | ﹤0.01% |
36,216
+5,638
| +18% | +$99.7K |
|
4384
Wabash National
WNC
$483M
| $649K | ﹤0.01% |
37,653
+8,076
| +27% | +$131K |
|
|
GCP
4385
DELISTED
GCP Applied Technologies Inc.
GCP
| $649K | ﹤0.01% |
27,437
+24,877
| +972% | +$578K |
|
|
HAPN
4386
PUT
Happen Inc
HAPN
$1.87B
| $648K | ﹤0.01% |
61,400
| – | – |
|
|
NML
4387
Neuberger Energy Infrastructure and Income Fund Inc
NML
$598M
| $648K | ﹤0.01% |
192,111
-104,582
| -35% | -$313K |
|
4388
CALL
New York Times
NYT
$11.3B
| $647K | ﹤0.01% |
+12,500
| New | +$556K |
|
4389
Reynolds Consumer Products
REYN
$4.66B
| $647K | ﹤0.01% |
21,544
-17,104
| -44% | -$517K |
|
4390
Glaukos
GKOS
$9.66B
| $646K | ﹤0.01% |
8,593
+7,024
| +448% | +$444K |
|
4391
iShares 0-3 Month Treasury Bond ETF
SGOV
$109B
| $646K | ﹤0.01% |
6,458
+6,378
| +7,973% | +$638K |
|
|
FRGI
4392
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $646K | ﹤0.01% |
56,705
+46,233
| +441% | +$509K |
|
4393
Invesco Municipal Income Opportunities Trust
OIA
$273M
| $645K | ﹤0.01% |
81,742
+6,745
| +9% | +$50.2K |
|
|
HSKA
4394
DELISTED
Heska Corp
HSKA
| $645K | ﹤0.01% |
4,427
+3,252
| +277% | +$405K |
|
4395
Enova International
ENVA
$4.35B
| $644K | ﹤0.01% |
25,995
+5,183
| +25% | +$106K |
|
4396
StoneX
SNEX
$8.08B
| $644K | ﹤0.01% |
56,320
+23,414
| +71% | +$264K |
|
|
BIG
4397
CALL
DELISTED
Big Lots, Inc.
BIG
| $644K | ﹤0.01% |
+15,000
| New | +$729K |
|
|
DSKE
4398
DELISTED
Daseke, Inc. Common Stock
DSKE
| $643K | ﹤0.01% |
110,652
+9,711
| +10% | +$61.9K |
|
4399
Hudbay
HBM
$11.9B
| $640K | ﹤0.01% |
91,386
+22,556
| +33% | +$127K |
|
4400
Nuveen Select Maturities Municipal Fund
NIM
$111M
| $639K | ﹤0.01% |
59,842
+560
| +0.9% | +$5.88K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.