UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4376
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
| $607K | ﹤0.01% |
9,511
-92
| -1% | -$5.8K |
|
4377
Harmonic Inc
HLIT
$1.28B
| $606K | ﹤0.01% |
92,173
+49,826
| +118% | +$345K |
|
4378
Monarch Casino & Resort
MCRI
$2.23B
| $606K | ﹤0.01% |
14,525
+7,713
| +113% | +$344K |
|
4379
Protolabs
PRLB
$2.13B
| $606K | ﹤0.01% |
5,939
-29,496
| -83% | -$3.01M |
|
|
LMNX
4380
DELISTED
Luminex Corp
LMNX
| $606K | ﹤0.01% |
29,346
+24,199
| +470% | +$504K |
|
|
MODV
4381
DELISTED
ModivCare
MODV
| $605K | ﹤0.01% |
10,174
+5,385
| +112% | +$307K |
|
4382
Onto Innovation
ONTO
$15.3B
| $604K | ﹤0.01% |
18,491
+10,356
| +127% | +$323K |
|
4383
Trupanion
TRUP
$1.18B
| $603K | ﹤0.01% |
23,733
+18,060
| +318% | +$529K |
|
|
DUC
4384
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
| $603K | ﹤0.01% |
65,132
-13,718
| -17% | -$122K |
|
4385
Empire State Realty Trust
ESRT
$836M
| $602K | ﹤0.01% |
42,209
-3,002
| -7% | -$42.4K |
|
4386
CALL
Zillow
Z
$7.56B
| $602K | ﹤0.01% |
20,200
-221,900
| -92% | -$8.84M |
|
|
EMF
4387
Templeton Emerging Markets Fund
EMF
$326M
| $601K | ﹤0.01% |
40,980
-1,813
| -4% | -$26.8K |
|
4388
Vanguard ESG International Stock ETF
VSGX
$6.74B
| $600K | ﹤0.01% |
12,168
+1,763
| +17% | +$86.6K |
|
|
BFY
4389
DELISTED
BlackRock New York Municipal Income Trust II
BFY
| $600K | ﹤0.01% |
41,918
+6,318
| +18% | +$89.4K |
|
4390
Kirby Corp
KEX
$6.93B
| $599K | ﹤0.01% |
7,299
+504
| +7% | +$38.6K |
|
4391
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
| $596K | ﹤0.01% |
22,874
+20,750
| +977% | +$557K |
|
4392
Verra Mobility
VRRM
$744M
| $596K | ﹤0.01% |
41,558
+21,925
| +112% | +$305K |
|
4393
Republic Bancorp
RBCAA
$1.95B
| $595K | ﹤0.01% |
13,713
+6,089
| +80% | +$277K |
|
4394
AngioDynamics
ANGO
$649M
| $594K | ﹤0.01% |
32,240
+17,673
| +121% | +$346K |
|
4395
Capital City Bank Group
CCBG
$890M
| $594K | ﹤0.01% |
21,653
+9,048
| +72% | +$228K |
|
4396
PUT
Criteo S.A. Ordinary Shares
CRTO
$923M
| $594K | ﹤0.01% |
31,800
-24,100
| -43% | -$453K |
|
4397
Ternium
TX
$10.6B
| $594K | ﹤0.01% |
30,951
-45,086
| -59% | -$899K |
|
|
EFF
4398
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
| $594K | ﹤0.01% |
39,064
+1,342
| +4% | +$20.4K |
|
4399
SiteOne Landscape Supply
SITE
$4.53B
| $593K | ﹤0.01% |
8,013
-396
| -5% | -$29.1K |
|
4400
FlexShares Ultra-Short Income Fund
RAVI
$1.49B
| $592K | ﹤0.01% |
7,805
-3,052
| -28% | -$231K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.