UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4351
NVE Corp
NVEC
$558M
| $859K | ﹤0.01% |
12,028
+606
| +5% | +$39.5K |
|
4352
AdvanSix
ASIX
$460M
| $857K | ﹤0.01% |
42,976
-8,822
| -17% | -$193K |
|
4353
CALL
GameStop
GME
$8.38B
| $857K | ﹤0.01% |
+564,000
| New | +$828K |
|
4354
Republic Bancorp
RBCAA
$1.93B
| $855K | ﹤0.01% |
18,257
+4,544
| +33% | +$206K |
|
4355
Encore Capital Group
ECPG
$1.97B
| $854K | ﹤0.01% |
24,132
+15,248
| +172% | +$533K |
|
4356
Mercantile Bank Corp
MBWM
$1.06B
| $854K | ﹤0.01% |
23,422
+8,889
| +61% | +$313K |
|
|
WPRT
4357
Westport Fuel Systems
WPRT
$36.9M
| $854K | ﹤0.01% |
36,052
-106
| -0.3% | -$2.72K |
|
4358
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
| $852K | ﹤0.01% |
20,147
-3,345
| -14% | -$139K |
|
4359
Denison Mines
DNN
$3B
| $849K | ﹤0.01% |
2,047,847
-778,162
| -28% | -$345K |
|
|
JPT
4360
DELISTED
Nuveen Preferred and Income Fund
JPT
| $848K | ﹤0.01% |
33,665
+7,638
| +29% | +$189K |
|
|
NUAN
4361
PUT
DELISTED
Nuance Communications, Inc.
NUAN
| $847K | ﹤0.01% |
+47,500
| New | +$788K |
|
4362
CEVA Inc
CEVA
$837M
| $846K | ﹤0.01% |
31,379
+14,569
| +87% | +$398K |
|
|
TEAF
4363
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
| $846K | ﹤0.01% |
51,601
+30,270
| +142% | +$492K |
|
|
MEN
4364
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $846K | ﹤0.01% |
75,822
-1,264
| -2% | -$14.2K |
|
4365
PUT
Corcept Therapeutics
CORT
$12.2B
| $845K | ﹤0.01% |
+69,800
| New | +$972K |
|
4366
Artesian Resources
ARTNA
$363M
| $844K | ﹤0.01% |
22,683
+3,950
| +21% | +$146K |
|
4367
First Trust Mid Cap Value AlphaDEX Fund
FNK
$232M
| $844K | ﹤0.01% |
23,435
+890
| +4% | +$30.9K |
|
|
BIG
4368
DELISTED
Big Lots, Inc.
BIG
| $844K | ﹤0.01% |
29,405
+20,102
| +216% | +$464K |
|
|
NVEE
4369
DELISTED
NV5 Global
NVEE
| $842K | ﹤0.01% |
66,820
+26,724
| +67% | +$389K |
|
4370
Boot Barn
BOOT
$5.07B
| $841K | ﹤0.01% |
18,899
+13,466
| +248% | +$532K |
|
4371
PUT
Goodyear
GT
$1.77B
| $840K | ﹤0.01% |
54,000
-296,000
| -85% | -$4.63M |
|
|
ERH
4372
Allspring Utilities & High Income Fund
ERH
$103M
| $837K | ﹤0.01% |
59,917
+2,685
| +5% | +$37.2K |
|
|
BLUE
4373
PUT
DELISTED
bluebird bio
BLUE
| $834K | ﹤0.01% |
+733
| New | +$797K |
|
4374
Ecovyst
ECVT
$1.12B
| $834K | ﹤0.01% |
48,556
+19,578
| +68% | +$314K |
|
4375
W&T Offshore
WTI
$586M
| $834K | ﹤0.01% |
150,080
-11,554
| -7% | -$51.4K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.