UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ADRU
4351
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
| $401K | ﹤0.01% |
17,900
| – | – |
|
|
QIWI
4352
DELISTED
QIWI PLC
QIWI
| $401K | ﹤0.01% |
23,687
-12,159
| -34% | -$228K |
|
4353
CALL
iShares Latin America 40 ETF
ILF
$3.76B
| $400K | ﹤0.01% |
11,400
+10,500
| +1,167% | +$355K |
|
4354
Monro
MNRO
$398M
| $399K | ﹤0.01% |
7,123
+938
| +15% | +$44.1K |
|
4355
Banner Corp
BANR
$2.4B
| $398K | ﹤0.01% |
6,489
+2,912
| +81% | +$165K |
|
4356
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$373M
| $398K | ﹤0.01% |
8,062
-2,853
| -26% | -$139K |
|
4357
Energy Recovery
ERII
$443M
| $398K | ﹤0.01% |
50,402
+1,724
| +4% | +$12.3K |
|
|
AUY
4358
PUT
DELISTED
Yamana Gold, Inc.
AUY
| $398K | ﹤0.01% |
150,000
+50,000
| +50% | +$133K |
|
4359
Minerals Technologies
MTX
$2.34B
| $397K | ﹤0.01% |
5,622
+3,199
| +132% | +$219K |
|
|
HF
4360
DELISTED
HFF Inc.
HF
| $397K | ﹤0.01% |
10,043
-14,668
| -59% | -$540K |
|
|
MBFI
4361
DELISTED
MB Financial Corp
MBFI
| $397K | ﹤0.01% |
8,817
+5,562
| +171% | +$230K |
|
4362
Consolidated Water Co
CWCO
$488M
| $396K | ﹤0.01% |
31,003
-1,764
| -5% | -$22K |
|
4363
Golar LNG
GLNG
$5.13B
| $396K | ﹤0.01% |
17,519
+3,242
| +23% | +$71.2K |
|
4364
TIM SA
TIMB
$8.8B
| $394K | ﹤0.01% |
21,569
-5,776
| -21% | -$100K |
|
|
AAIC
4365
DELISTED
Arlington Asset Investment Corp.
AAIC
| $393K | ﹤0.01% |
30,897
+7,146
| +30% | +$94.3K |
|
|
AYX
4366
DELISTED
Alteryx Inc
AYX
| $392K | ﹤0.01% |
19,268
+530
| +3% | +$11.2K |
|
|
INFN
4367
DELISTED
Infinera Corporation Common Stock
INFN
| $391K | ﹤0.01% |
44,074
+2,141
| +5% | +$20.6K |
|
|
NNC
4368
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
| $391K | ﹤0.01% |
29,338
-1,235
| -4% | -$16.6K |
|
|
MNE
4369
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
| $391K | ﹤0.01% |
27,953
+22,641
| +426% | +$318K |
|
|
GOLD
4370
CALL
DELISTED
Randgold Resources Ltd
GOLD
| $391K | ﹤0.01% |
4,000
| – | – |
|
|
CXH
4371
DELISTED
MFS Investment Grade Municipal Trust
CXH
| $390K | ﹤0.01% |
39,003
-724
| -2% | -$7.34K |
|
4372
NeoGenomics
NEO
$2.13B
| $389K | ﹤0.01% |
34,959
+1,310
| +4% | +$12.8K |
|
4373
Insperity
NSP
$2.01B
| $389K | ﹤0.01% |
8,834
+3,874
| +78% | +$153K |
|
4374
Wipro
WIT
$20B
| $389K | ﹤0.01% |
182,480
-19,981
| -10% | -$43.8K |
|
4375
PUT
Genworth Financial
GNW
$3.71B
| $387K | ﹤0.01% |
+100,600
| New | +$359K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.