UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4326
FB Financial Corp
FBK
$3.04B
| $642K | ﹤0.01% |
17,106
+10,160
| +146% | +$375K |
|
4327
Ichor Holdings
ICHR
$2.56B
| $640K | ﹤0.01% |
26,477
+6,342
| +31% | +$150K |
|
4328
Liberty Energy
LBRT
$3.25B
| $639K | ﹤0.01% |
+59,054
| New | +$724K |
|
4329
CALL
PBF Energy
PBF
$7.31B
| $639K | ﹤0.01% |
+23,500
| New | +$600K |
|
4330
CALL
Blackstone Mortgage Trust
BXMT
$2.38B
| $638K | ﹤0.01% |
17,800
| – | – |
|
4331
Franklin FTSE Japan ETF
FLJP
$4.08B
| $638K | ﹤0.01% |
25,594
+4,075
| +19% | +$98.1K |
|
|
MVT
4332
DELISTED
BlackRock MuniVest Fund II
MVT
| $638K | ﹤0.01% |
43,317
-12,182
| -22% | -$183K |
|
4333
Stoneridge
SRI
$213M
| $637K | ﹤0.01% |
20,582
+15,147
| +279% | +$475K |
|
4334
Unisys
UIS
$217M
| $637K | ﹤0.01% |
85,696
+23,478
| +38% | +$209K |
|
|
IBDD
4335
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
| $637K | ﹤0.01% |
23,705
-2,518
| -10% | -$67.4K |
|
|
PIM
4336
Franklin Master Intermediate Income Trust
PIM
$151M
| $635K | ﹤0.01% |
138,235
+1,403
| +1% | +$6.44K |
|
4337
VanEck Steel ETF
SLX
$176M
| $635K | ﹤0.01% |
18,724
+145
| +0.8% | +$5.12K |
|
|
CHX
4338
DELISTED
ChampionX
CHX
| $634K | ﹤0.01% |
23,459
+236
| +1% | +$6.89K |
|
4339
PUT
CME Group
CME
$94.8B
| $634K | ﹤0.01% |
+3,000
| New | +$627K |
|
4340
Fidelity Limited Term Bond ETF
FLTB
$415M
| $634K | ﹤0.01% |
12,452
+800
| +7% | +$40.7K |
|
4341
VanEck Green Bond ETF
GRNB
$185M
| $633K | ﹤0.01% |
23,752
+11,077
| +87% | +$296K |
|
|
JPT
4342
DELISTED
Nuveen Preferred and Income Fund
JPT
| $633K | ﹤0.01% |
26,027
+3,220
| +14% | +$78.3K |
|
4343
CALL
Lands' End
LE
$403M
| $632K | ﹤0.01% |
+55,700
| New | +$588K |
|
|
MRC
4344
DELISTED
MRC Global
MRC
| $632K | ﹤0.01% |
52,101
-66,562
| -56% | -$940K |
|
|
AVDR
4345
DELISTED
Avedro, Inc Common Stock
AVDR
| $632K | ﹤0.01% |
27,850
+25,744
| +1,222% | +$559K |
|
|
BSJO
4346
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
| $631K | ﹤0.01% |
25,038
+10,441
| +72% | +$264K |
|
4347
CPI Card Group
PMTS
$320M
| $630K | ﹤0.01% |
243,477
-2,012
| -0.8% | -$5.38K |
|
4348
Coca-Cola Consolidated
COKE
$12.8B
| $629K | ﹤0.01% |
20,700
+12,670
| +158% | +$396K |
|
4349
iShares Currency Hedged MSCI Emerging Markets
HEEM
$282M
| $629K | ﹤0.01% |
25,518
-1,179
| -4% | -$29.2K |
|
|
TTM
4350
PUT
DELISTED
Tata Motors Limited
TTM
| $629K | ﹤0.01% |
75,000
-190,000
| -72% | -$1.8M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.