UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4301
PUT
Woodward
WWD
$21B
| $872K | ﹤0.01% |
+7,700
| New | +$914K |
|
4302
CALL
Monster Beverage
MNST
$89.6B
| $871K | ﹤0.01% |
19,600
-30,600
| -61% | -$1.45M |
|
4303
Anika Therapeutics
ANIK
$277M
| $870K | ﹤0.01% |
20,437
+10,322
| +102% | +$425K |
|
|
ONEM
4304
DELISTED
1Life Healthcare
ONEM
| $870K | ﹤0.01% |
42,987
+11,818
| +38% | +$304K |
|
4305
Hydrofarm Holdings
HYFM
$9.29M
| $868K | ﹤0.01% |
2,293
+505
| +28% | +$245K |
|
|
VZIO
4306
DELISTED
VIZIO Holding Corp.
VZIO
| $868K | ﹤0.01% |
40,860
+40,852
| +510,650% | +$892K |
|
4307
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
| $867K | ﹤0.01% |
27,661
+1,154
| +4% | +$37.1K |
|
4308
Cohen & Steers
CNS
$4.22B
| $866K | ﹤0.01% |
10,337
+61
| +0.6% | +$5.17K |
|
|
FIRY
4309
CALL
Firy Inc
FIRY
$164M
| $866K | ﹤0.01% |
+4,410
| New | +$1.14M |
|
4310
PUT
Bakkt Inc
BKKT
$342M
| $863K | ﹤0.01% |
+3,416
| New | +$857K |
|
4311
Scholastic
SCHL
$807M
| $862K | ﹤0.01% |
24,204
+2,829
| +13% | +$96.7K |
|
|
LICY
4312
DELISTED
Li-Cycle Holdings Corp.
LICY
| $862K | ﹤0.01% |
+9,204
| New | +$678K |
|
|
DSKE
4313
DELISTED
Daseke, Inc. Common Stock
DSKE
| $862K | ﹤0.01% |
93,570
-11,870
| -11% | -$98.7K |
|
|
IEA
4314
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
| $862K | ﹤0.01% |
75,391
+72,391
| +2,413% | +$889K |
|
4315
CALL
NovoCure
NVCR
$2.02B
| $860K | ﹤0.01% |
7,400
-17,600
| -70% | -$2.66M |
|
4316
Smith & Nephew
SNN
$12.6B
| $859K | ﹤0.01% |
25,005
-99
| -0.4% | -$3.9K |
|
4317
State Street SPDR S&P Insurance ETF
KIE
$680M
| $858K | ﹤0.01% |
22,712
+1,312
| +6% | +$50.6K |
|
4318
Seacoast Banking Corp of Florida
SBCF
$3.37B
| $858K | ﹤0.01% |
25,391
-31,951
| -56% | -$1.01M |
|
4319
Atkore
ATKR
$3.17B
| $857K | ﹤0.01% |
9,857
-8,815
| -47% | -$734K |
|
4320
Paylocity
PCTY
$7.73B
| $857K | ﹤0.01% |
3,055
-12,776
| -81% | -$3.07M |
|
4321
Comstock Resources
CRK
$4.22B
| $855K | ﹤0.01% |
82,697
+82,470
| +36,330% | +$559K |
|
4322
MacroGenics
MGNX
$259M
| $855K | ﹤0.01% |
40,830
+13,026
| +47% | +$314K |
|
4323
Cue Biopharma
CUE
$110M
| $854K | ﹤0.01% |
1,953
+1,052
| +117% | +$367K |
|
4324
CALL
Kinder Morgan
KMI
$69.9B
| $853K | ﹤0.01% |
51,000
-47,000
| -48% | -$798K |
|
|
HYZN
4325
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
| $853K | ﹤0.01% |
2,458
-3,766
| -61% | -$1.63M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.