UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4301
International Seaways
INSW
$4.34B
| $916K | ﹤0.01% |
30,779
+9,666
| +46% | +$252K |
|
4302
Blue Bird Corp
BLBD
$2.08B
| $915K | ﹤0.01% |
39,916
+26,697
| +202% | +$533K |
|
|
KDMN
4303
DELISTED
Kadmon Holdings, Inc.
KDMN
| $915K | ﹤0.01% |
201,871
+82,282
| +69% | +$301K |
|
|
PDT
4304
John Hancock Premium Dividend Fund
PDT
$627M
| $914K | ﹤0.01% |
50,828
+2,405
| +5% | +$42.1K |
|
|
SNBR
4305
DELISTED
Sleep Number
SNBR
| $914K | ﹤0.01% |
18,575
+16,796
| +944% | +$798K |
|
|
EBIX
4306
DELISTED
Ebix Inc
EBIX
| $914K | ﹤0.01% |
27,359
+10,899
| +66% | +$403K |
|
4307
CALL
Cummins
CMI
$88B
| $913K | ﹤0.01% |
5,100
| – | – |
|
4308
Veeco
VECO
$3.04B
| $913K | ﹤0.01% |
62,171
+25,655
| +70% | +$349K |
|
4309
HealthStream
HSTM
$854M
| $911K | ﹤0.01% |
33,493
+9,433
| +39% | +$259K |
|
4310
MBIA
MBI
$258M
| $911K | ﹤0.01% |
97,991
+90,831
| +1,269% | +$864K |
|
|
ALX
4311
Alexander's
ALX
$1.39B
| $910K | ﹤0.01% |
2,754
+289
| +12% | +$96.4K |
|
4312
Hilltop Holdings
HTH
$2.24B
| $910K | ﹤0.01% |
36,488
+31,731
| +667% | +$775K |
|
4313
Nomura Holdings
NMR
$28.8B
| $906K | ﹤0.01% |
175,610
+17,281
| +11% | +$83.4K |
|
|
DLPH
4314
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
| $906K | ﹤0.01% |
70,619
+62,492
| +769% | +$809K |
|
4315
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.28B
| $904K | ﹤0.01% |
13,684
+3,306
| +32% | +$192K |
|
|
GOL
4316
PUT
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
| $904K | ﹤0.01% |
+50,000
| New | +$851K |
|
4317
Silicon Motion
SIMO
$7.65B
| $901K | ﹤0.01% |
17,769
-57,745
| -76% | -$2.48M |
|
|
TUP
4318
DELISTED
Tupperware Brands Corporation
TUP
| $901K | ﹤0.01% |
104,992
+69,671
| +197% | +$760K |
|
|
AVLR
4319
DELISTED
Avalara, Inc.
AVLR
| $901K | ﹤0.01% |
12,296
-4,758
| -28% | -$346K |
|
|
IMLP
4320
DELISTED
iPath S&P MLP ETN
IMLP
| $900K | ﹤0.01% |
60,277
+9,315
| +18% | +$137K |
|
|
SHYF
4321
DELISTED
The Shyft Group
SHYF
| $899K | ﹤0.01% |
49,681
+20,896
| +73% | +$349K |
|
4322
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
| $897K | ﹤0.01% |
17,122
-199
| -1% | -$10.4K |
|
4323
Elbit Systems
ESLT
$36.3B
| $896K | ﹤0.01% |
5,777
-25,040
| -81% | -$4.08M |
|
|
HIMX
4324
Himax Technologies
HIMX
$2.62B
| $896K | ﹤0.01% |
336,772
-230,683
| -41% | -$553K |
|
4325
Bloom Energy
BE
$63.2B
| $895K | ﹤0.01% |
119,821
+82,711
| +223% | +$401K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.