UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHCT
4301
Community Healthcare Trust
CHCT
$454M
| $661K | ﹤0.01% |
14,834
+8,093
| +120% | +$341K |
|
4302
Calumet Specialty Products
CLMT
$3.44B
| $661K | ﹤0.01% |
181,731
-19,123
| -10% | -$81.8K |
|
4303
PennyMac Financial
PFSI
$4.02B
| $661K | ﹤0.01% |
21,746
+14,080
| +184% | +$380K |
|
|
LFC
4304
DELISTED
China Life Insurance Company Ltd.
LFC
| $660K | ﹤0.01% |
57,244
-39,654
| -41% | -$484K |
|
4305
iShares MSCI Ireland ETF
EIRL
$78.5M
| $659K | ﹤0.01% |
16,069
-303
| -2% | -$12.3K |
|
4306
CytomX Therapeutics
CTMX
$754M
| $658K | ﹤0.01% |
89,231
+65,403
| +274% | +$645K |
|
4307
Prosperity Bancshares
PB
$8.89B
| $658K | ﹤0.01% |
9,303
+124
| +1% | +$8.34K |
|
4308
Univest Financial
UVSP
$1.18B
| $658K | ﹤0.01% |
25,778
+16,228
| +170% | +$420K |
|
4309
Citizens
CIA
$192M
| $657K | ﹤0.01% |
95,600
+33,280
| +53% | +$233K |
|
|
SBR
4310
Sabine Royalty Trust
SBR
$1.05B
| $657K | ﹤0.01% |
15,152
+680
| +5% | +$30.3K |
|
|
SFIX
4311
Stitch Fix
SFIX
$560M
| $657K | ﹤0.01% |
34,117
+19,761
| +138% | +$459K |
|
4312
Sprott Physical Gold
PHYS
$15.7B
| $655K | ﹤0.01% |
55,392
+18,917
| +52% | +$224K |
|
|
BMTC
4313
DELISTED
Bryn Mawr Bank Corp
BMTC
| $654K | ﹤0.01% |
17,918
+11,481
| +178% | +$413K |
|
|
4314
PUT
UBS Group
UBS
$176B
| $653K | ﹤0.01% |
57,707
+22,370
| +63% | +$252K |
|
4315
West Bancorporation
WTBA
$485M
| $653K | ﹤0.01% |
30,052
+11,292
| +60% | +$240K |
|
4316
Marten Transport
MRTN
$1.22B
| $651K | ﹤0.01% |
47,024
+33,123
| +238% | +$434K |
|
4317
Cass Information Systems
CASS
$743M
| $649K | ﹤0.01% |
12,018
+8,398
| +232% | +$429K |
|
|
FPL
4318
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
| $649K | ﹤0.01% |
69,566
+27,822
| +67% | +$260K |
|
|
GDEN
4319
DELISTED
Golden Entertainment
GDEN
| $648K | ﹤0.01% |
48,734
+45,563
| +1,437% | +$635K |
|
4320
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
| $648K | ﹤0.01% |
12,139
-1,068
| -8% | -$56.2K |
|
|
THR
4321
DELISTED
Thermon Group Holdings
THR
| $645K | ﹤0.01% |
28,066
+19,822
| +240% | +$469K |
|
4322
Tredegar Corp
TG
$310M
| $644K | ﹤0.01% |
33,041
+12,562
| +61% | +$221K |
|
4323
Cadiz
CDZI
$291M
| $643K | ﹤0.01% |
39,234
-53,654
| -58% | -$639K |
|
|
MDR
4324
DELISTED
McDermott International
MDR
| $643K | ﹤0.01% |
318,657
+70,844
| +29% | +$435K |
|
4325
CALL
Dow Inc
DOW
$21.2B
| $642K | ﹤0.01% |
+13,474
| New | +$631K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.