UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4226
Peoples Bancorp
PEBO
$1.46B
| $966K | ﹤0.01% |
30,566
+11,242
| +58% | +$340K |
|
4227
PUT
TripAdvisor
TRIP
$1.26B
| $965K | ﹤0.01% |
28,500
-7,600
| -21% | -$273K |
|
4228
West Bancorporation
WTBA
$484M
| $961K | ﹤0.01% |
32,006
+1,089
| +4% | +$31.9K |
|
|
TSI
4229
TCW Strategic Income Fund
TSI
$213M
| $960K | ﹤0.01% |
167,322
+3,731
| +2% | +$21.8K |
|
4230
Dimensional Emerging Core Equity Market ETF
DFAE
$9.66B
| $959K | ﹤0.01% |
35,177
+19,206
| +120% | +$542K |
|
4231
PUT
Columbia Sportswear
COLM
$2.92B
| $958K | ﹤0.01% |
+10,000
| New | +$1.01M |
|
4232
CALL
FuboTV Inc
FUBO
$283M
| $958K | ﹤0.01% |
+3,333
| New | +$1.09M |
|
4233
Equinox Gold
EQX
$13.5B
| $957K | ﹤0.01% |
144,991
-39,239
| -21% | -$264K |
|
|
HI
4234
DELISTED
Hillenbrand
HI
| $957K | ﹤0.01% |
22,434
-11,817
| -35% | -$519K |
|
4235
Banner Corp
BANR
$2.43B
| $955K | ﹤0.01% |
17,296
-25,751
| -60% | -$1.39M |
|
4236
CALL
First Solar
FSLR
$25.7B
| $955K | ﹤0.01% |
10,000
| – | – |
|
4237
Driven Brands
DRVN
$2.07B
| $954K | ﹤0.01% |
32,997
+1,370
| +4% | +$40.6K |
|
|
CUK
4238
DELISTED
Carnival PLC
CUK
| $952K | ﹤0.01% |
41,721
-25,736
| -38% | -$546K |
|
|
BSJP
4239
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
| $951K | ﹤0.01% |
38,710
-634
| -2% | -$15.6K |
|
|
BBL
4240
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $948K | ﹤0.01% |
18,698
-103,849
| -85% | -$6.24M |
|
4241
Adecoagro
AGRO
$1.39B
| $947K | ﹤0.01% |
104,871
+31,983
| +44% | +$300K |
|
4242
Navios Maritime Partners
NMM
$2.24B
| $947K | ﹤0.01% |
29,293
-40,739
| -58% | -$1.07M |
|
|
EFL
4243
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
| $947K | ﹤0.01% |
101,025
+4,932
| +5% | +$46.4K |
|
4244
Duluth Holdings
DLTH
$151M
| $945K | ﹤0.01% |
69,302
-2,931
| -4% | -$46.7K |
|
4245
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.57B
| $943K | ﹤0.01% |
+46,939
| New | +$942K |
|
4246
Kiniksa Pharmaceuticals
KNSA
$5.97B
| $942K | ﹤0.01% |
82,737
+62,718
| +313% | +$817K |
|
4247
InfuSystem Holdings
INFU
$241M
| $940K | ﹤0.01% |
72,159
-93,293
| -56% | -$1.52M |
|
|
UMH
4248
UMH Properties
UMH
$1.34B
| $940K | ﹤0.01% |
41,034
-1,312
| -3% | -$30.6K |
|
4249
Aemetis
AMTX
$120M
| $936K | ﹤0.01% |
51,163
-106,854
| -68% | -$1.18M |
|
4250
ONE Gas
OGS
$4.96B
| $936K | ﹤0.01% |
14,775
-1,695
| -10% | -$121K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.