UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Ecolab
ECL
$76.8B
| $131M | 0.05% |
770,372
+18,923
| +3% | +$3.44M |
|
402
CALL
Berkshire Hathaway Class B
BRK.B
$1.09T
| $130M | 0.04% |
371,100
+107,700
| +41% | +$38.2M |
|
403
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
| $130M | 0.04% |
3,159,828
+22,842
| +0.7% | +$971K |
|
404
PUT
CrowdStrike
CRWD
$269B
| $129M | 0.04% |
3,086,000
+901,600
| +41% | +$35M |
|
405
CALL
TSMC
TSM
$2.33T
| $129M | 0.04% |
1,485,110
+856,168
| +136% | +$81M |
|
406
CALL
VanEck Gold Miners ETF
GDX
$27.2B
| $129M | 0.04% |
4,780,120
-1,129,000
| -19% | -$33.3M |
|
407
iShares Core S&P US Growth ETF
IUSG
$33.9B
| $128M | 0.04% |
1,351,043
-131,185
| -9% | -$12.9M |
|
408
PUT
Humana
HUM
$45.4B
| $128M | 0.04% |
263,200
+68,100
| +35% | +$32M |
|
409
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $128M | 0.04% |
2,626,560
+304,117
| +13% | +$15.1M |
|
410
Vanguard Intermediate-Term Bond ETF
BIV
$28.2B
| $128M | 0.04% |
1,764,907
+314,952
| +22% | +$23.3M |
|
411
PUT
Alibaba
BABA
$277B
| $127M | 0.04% |
1,464,100
+595,400
| +69% | +$54.5M |
|
|
BSCO
412
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $126M | 0.04% |
6,109,275
-738,911
| -11% | -$15.3M |
|
413
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17B
| $126M | 0.04% |
1,980,267
+156,040
| +9% | +$10.4M |
|
414
State Street SPDR S&P Biotech ETF
XBI
$10.3B
| $126M | 0.04% |
1,719,934
+433,408
| +34% | +$34.6M |
|
415
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$3.77B
| $125M | 0.04% |
2,982,400
-1,085,600
| -27% | -$48.4M |
|
|
FISV
416
Fiserv Inc
FISV
$24.2B
| $124M | 0.04% |
1,101,986
-203,856
| -16% | -$25.1M |
|
417
Freeport-McMoran
FCX
$104B
| $124M | 0.04% |
3,337,694
+216,660
| +7% | +$8.73M |
|
418
CALL
AbbVie
ABBV
$466B
| $124M | 0.04% |
834,400
+137,200
| +20% | +$20.1M |
|
419
Nasdaq
NDAQ
$53.1B
| $123M | 0.04% |
2,540,810
-244,484
| -9% | -$12.4M |
|
420
CALL
Analog Devices
ADI
$185B
| $123M | 0.04% |
703,400
-30,000
| -4% | -$5.53M |
|
421
PUT
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
| $123M | 0.04% |
2,719,000
+1,120,000
| +70% | +$49M |
|
422
lululemon athletica
LULU
$11.1B
| $123M | 0.04% |
318,227
+113,252
| +55% | +$43.3M |
|
423
PUT
Carrier Global
CARR
$45B
| $123M | 0.04% |
2,222,300
+1,019,100
| +85% | +$56.1M |
|
424
Vertex Pharmaceuticals
VRTX
$132B
| $123M | 0.04% |
352,698
-131,183
| -27% | -$45.9M |
|
425
iShares Core S&P Total US Stock Market ETF
ITOT
$96.5B
| $122M | 0.04% |
1,299,226
-15,174
| -1% | -$1.49M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.