UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
PNC Financial Services
PNC
$99.1B
| $98.7M | 0.04% |
897,565
+291,718
| +48% | +$31.4M |
|
402
Vanguard Mega Cap Value ETF
MGV
$13.1B
| $98.2M | 0.04% |
1,280,234
+42,931
| +3% | +$3.29M |
|
403
Global Payments
GPN
$24.1B
| $98.2M | 0.04% |
552,783
+151,918
| +38% | +$26.3M |
|
404
iShares Core Universal USD Bond ETF
IUSB
$42.9B
| $97.9M | 0.04% |
1,800,949
+139,789
| +8% | +$7.64M |
|
405
Alcon
ALC
$34B
| $97.5M | 0.04% |
1,712,383
-252,330
| -13% | -$14.8M |
|
406
Equinix
EQIX
$99.4B
| $97.2M | 0.04% |
127,867
+75,643
| +145% | +$57.2M |
|
407
Automatic Data Processing
ADP
$109B
| $97.2M | 0.04% |
696,539
-187,566
| -21% | -$26.3M |
|
|
DLPH
408
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
| $96.7M | 0.04% |
5,786,445
+1,385,249
| +31% | +$22.8M |
|
|
HDV
409
iShares Core High Dividend ETF
HDV
$14.7B
| $96.4M | 0.04% |
5,989,515
+104,335
| +2% | +$1.74M |
|
410
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
| $96.3M | 0.04% |
1,650,431
+60,918
| +4% | +$3.55M |
|
411
PUT
United Parcel Service
UPS
$88.9B
| $95.9M | 0.04% |
575,700
+354,700
| +160% | +$51.6M |
|
412
PUT
Booking.com
BKNG
$156B
| $95.8M | 0.04% |
1,400,000
-217,975
| -13% | -$15.3M |
|
413
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
| $95.6M | 0.04% |
1,505,907
+251,357
| +20% | +$16M |
|
414
Clorox
CLX
$12B
| $95.6M | 0.04% |
454,668
-962
| -0.2% | -$214K |
|
415
General Dynamics
GD
$103B
| $95.2M | 0.04% |
687,856
+96,571
| +16% | +$14.3M |
|
416
Warner Music
WMG
$15.2B
| $95M | 0.04% |
3,306,108
+325,055
| +11% | +$9.48M |
|
417
Cummins
CMI
$83.6B
| $95M | 0.04% |
449,882
+245,990
| +121% | +$49M |
|
418
Schwab US Broad Market ETF
SCHB
$42.3B
| $94.7M | 0.04% |
7,136,190
+22,398
| +0.3% | +$295K |
|
419
PUT
Cisco
CSCO
$443B
| $94.6M | 0.04% |
2,402,000
+119,800
| +5% | +$5.22M |
|
420
iShares US Home Construction ETF
ITB
$2.32B
| $94.3M | 0.04% |
1,665,077
+1,428,867
| +605% | +$74.7M |
|
421
Johnson Controls International
JCI
$85.1B
| $94.2M | 0.04% |
2,305,699
+1,077,437
| +88% | +$42.2M |
|
422
Charter Communications
CHTR
$17.3B
| $94M | 0.04% |
150,489
+48,614
| +48% | +$28.7M |
|
423
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $93.6M | 0.04% |
1,802,306
+44,022
| +3% | +$2.29M |
|
424
Vanguard Extended Market ETF
VXF
$30B
| $93.3M | 0.04% |
718,959
+15,564
| +2% | +$1.98M |
|
425
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
| $92.7M | 0.04% |
1,664,116
-112,384
| -6% | -$6.09M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.