UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Royal Caribbean
RCL
$64.2B
| $118M | 0.04% |
881,415
+147,054
| +20% | +$17.1M |
|
402
PUT
Goldman Sachs
GS
$268B
| $116M | 0.04% |
505,634
+275,334
| +120% | +$59.7M |
|
403
Annaly Capital Management
NLY
$15.3B
| $116M | 0.04% |
3,081,504
-1,114,559
| -27% | -$40.6M |
|
404
Ford
F
$50.4B
| $116M | 0.04% |
12,438,763
+157,900
| +1% | +$1.42M |
|
405
Equinix
EQIX
$101B
| $116M | 0.04% |
198,088
+84,090
| +74% | +$47.3M |
|
406
PUT
Adobe
ADBE
$95.1B
| $115M | 0.04% |
350,000
-125,700
| -26% | -$37M |
|
407
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$20.3B
| $115M | 0.04% |
3,553,800
+1,847,600
| +108% | +$58.7M |
|
408
PUT
SLB Ltd
SLB
$76.4B
| $115M | 0.04% |
2,856,200
+638,100
| +29% | +$22.8M |
|
409
iShares MSCI ACWI ETF
ACWI
$33.2B
| $115M | 0.04% |
1,447,065
-4,482
| -0.3% | -$343K |
|
410
Booking.com
BKNG
$121B
| $114M | 0.04% |
1,393,650
-188,500
| -12% | -$14.8M |
|
411
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.88B
| $114M | 0.04% |
1,182,136
-85,750
| -7% | -$7.92M |
|
412
Southern Company
SO
$94.7B
| $114M | 0.04% |
1,791,448
+105,485
| +6% | +$6.54M |
|
413
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
| $114M | 0.04% |
+400,000
| New | +$110M |
|
414
Vanguard Total International Bond ETF
BNDX
$82.2B
| $113M | 0.04% |
2,005,534
+148,933
| +8% | +$8.65M |
|
415
PUT
Deutsche Bank
DB
$67.9B
| $113M | 0.04% |
14,538,726
-8,848,963
| -38% | -$66.4M |
|
416
PUT
Wells Fargo
WFC
$249B
| $113M | 0.04% |
2,099,600
-10,000
| -0.5% | -$524K |
|
417
State Street Materials Select Sector SPDR ETF
XLB
$8.14B
| $113M | 0.04% |
3,669,418
+506,212
| +16% | +$15M |
|
|
LK
418
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
| $113M | 0.04% |
2,860,739
+826,810
| +41% | +$20.9M |
|
419
PUT
United States Natural Gas Fund
UNG
$629M
| $112M | 0.04% |
1,662,500
+1,475,000
| +787% | +$114M |
|
420
CALL
Dell
DELL
$357B
| $112M | 0.04% |
4,302,521
+504,891
| +13% | +$13.1M |
|
421
Lam Research
LRCX
$390B
| $111M | 0.04% |
3,799,180
-195,010
| -5% | -$5.18M |
|
422
Fortinet
FTNT
$128B
| $111M | 0.04% |
5,184,125
-435,830
| -8% | -$8.2M |
|
423
Deere & Co
DE
$185B
| $110M | 0.04% |
635,217
+39,381
| +7% | +$6.78M |
|
424
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.7B
| $110M | 0.04% |
1,744,000
-1,050,000
| -38% | -$64.7M |
|
425
LyondellBasell Industries
LYB
$19.1B
| $110M | 0.04% |
1,160,062
+345,676
| +42% | +$31.7M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.