UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
CALL
Alphabet (Google) Class C
GOOG
$4.32T
| $102M | 0.04% |
1,679,300
-1,290,200
| -43% | -$76.3M |
|
402
PUT
PayPal
PYPL
$48.9B
| $102M | 0.04% |
980,400
+95,000
| +11% | +$10.5M |
|
403
CALL
ConocoPhillips
COP
$145B
| $101M | 0.04% |
1,767,200
+255,700
| +17% | +$14.6M |
|
404
iShares S&P 100 ETF
OEF
$20B
| $101M | 0.04% |
765,031
-64,832
| -8% | -$8.49M |
|
405
iShares MBS ETF
MBB
$38.9B
| $101M | 0.04% |
928,554
+174,382
| +23% | +$18.8M |
|
406
PUT
Capri Holdings
CPRI
$1.83B
| $101M | 0.04% |
3,031,000
+696,300
| +30% | +$22.3M |
|
407
Deere & Co
DE
$161B
| $101M | 0.04% |
595,836
+57,430
| +11% | +$9.18M |
|
408
AB InBev
BUD
$167B
| $100M | 0.04% |
1,054,462
-86,704
| -8% | -$8.23M |
|
409
Vanguard Total International Stock ETF
VXUS
$155B
| $100M | 0.04% |
1,941,863
-237,030
| -11% | -$12.2M |
|
410
CALL
Dell
DELL
$262B
| $99.8M | 0.04% |
3,797,630
+3,442,490
| +969% | +$91.2M |
|
411
Applied Materials
AMAT
$412B
| $99.4M | 0.04% |
1,991,847
+274,896
| +16% | +$13.3M |
|
412
Elevance Health
ELV
$81.9B
| $99M | 0.04% |
412,161
-14,467
| -3% | -$3.96M |
|
|
I
413
DELISTED
INTELSAT S. A.
I
| $98.7M | 0.04% |
4,328,197
+100,095
| +2% | +$2.11M |
|
414
Baxter International
BAX
$13.5B
| $98.2M | 0.04% |
1,122,990
+71,839
| +7% | +$6.13M |
|
415
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$228M
| $98.2M | 0.04% |
1,509
+1,411
| +1,440% | +$101M |
|
416
JD.com
JD
$44.4B
| $97.7M | 0.04% |
3,461,725
-151,477
| -4% | -$4.58M |
|
417
Rithm Capital
RITM
$5.46B
| $97.6M | 0.04% |
6,224,433
+331,260
| +6% | +$4.96M |
|
418
Boston Scientific
BSX
$67.8B
| $97M | 0.04% |
2,384,542
+80,524
| +3% | +$3.41M |
|
419
Lennar Class A
LEN
$20B
| $96.7M | 0.04% |
1,788,797
+163,932
| +10% | +$7.99M |
|
420
AGNC Investment
AGNC
$12.4B
| $96.5M | 0.04% |
5,996,021
+2,587,586
| +76% | +$42.5M |
|
|
421
PUT
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $96.3M | 0.04% |
849,800
-135,200
| -14% | -$15.4M |
|
422
Enbridge
ENB
$120B
| $96M | 0.04% |
2,195,394
-42,288
| -2% | -$1.46M |
|
423
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
| $95.4M | 0.04% |
1,936,843
-13,313
| -0.7% | -$654K |
|
|
TWTR
424
PUT
DELISTED
Twitter, Inc.
TWTR
| $95.3M | 0.04% |
2,312,700
+1,092,200
| +89% | +$44.6M |
|
425
General Dynamics
GD
$104B
| $94M | 0.04% |
514,179
+52,086
| +11% | +$9.68M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.