UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
iShares Russell Top 200 Growth ETF
IWY
$15.7B
| $61.2M | 0.04% |
1,237,556
-24,408
| -2% | -$1.27M |
|
|
PCI
402
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $61.1M | 0.04% |
3,343,373
-603,605
| -15% | -$11.6M |
|
403
PUT
AT&T
T
$159B
| $60.9M | 0.04% |
2,475,086
-662,264
| -21% | -$16.9M |
|
|
TWTR
404
DELISTED
Twitter, Inc.
TWTR
| $60.9M | 0.04% |
2,258,752
+257,768
| +13% | +$7.73M |
|
405
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $60.8M | 0.04% |
1,454,911
-494,526
| -25% | -$22M |
|
406
Autodesk
ADSK
$49.6B
| $60.8M | 0.04% |
1,377,209
-74,583
| -5% | -$3.74M |
|
407
Simon Property Group
SPG
$74.7B
| $60.7M | 0.04% |
330,638
-116,750
| -26% | -$21.4M |
|
408
NGL Energy Partners
NGL
$2.01B
| $60.3M | 0.04% |
3,017,592
-129,632
| -4% | -$3.3M |
|
409
Invesco S&P 500 Pure Growth ETF
RPG
$2B
| $60M | 0.04% |
3,876,600
-171,050
| -4% | -$2.78M |
|
|
RTN
410
DELISTED
Raytheon Company
RTN
| $59.8M | 0.04% |
546,943
+33,100
| +6% | +$3.46M |
|
411
Automatic Data Processing
ADP
$105B
| $59.7M | 0.04% |
742,902
-72,701
| -9% | -$5.82M |
|
412
PUT
Goldman Sachs
GS
$302B
| $59.5M | 0.04% |
342,600
-242,100
| -41% | -$47.5M |
|
413
PUT
Citigroup
C
$222B
| $59.5M | 0.04% |
1,199,100
+70,200
| +6% | +$3.83M |
|
414
Skyworks Solutions
SWKS
$9.4B
| $59.2M | 0.04% |
703,091
+81,888
| +13% | +$7.49M |
|
415
PUT
Chevron
CVX
$383B
| $58.9M | 0.04% |
747,000
-29,700
| -4% | -$2.5M |
|
416
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $58.5M | 0.04% |
2,171,464
-594,648
| -21% | -$16.6M |
|
417
Advance Auto Parts
AAP
$3.39B
| $58.5M | 0.04% |
308,559
-113,990
| -27% | -$19.8M |
|
418
Las Vegas Sands
LVS
$32.3B
| $58.4M | 0.04% |
1,539,253
+722,366
| +88% | +$36.4M |
|
419
Biogen
BIIB
$30.7B
| $58.4M | 0.04% |
200,042
+56,857
| +40% | +$18.8M |
|
420
Cigna
CI
$76.1B
| $58.4M | 0.04% |
432,339
+155,506
| +56% | +$22.6M |
|
421
Teva Pharmaceuticals
TEVA
$41.2B
| $58M | 0.04% |
1,026,679
-345
| -0% | -$22.4K |
|
422
Scotiabank
BNS
$107B
| $57.9M | 0.04% |
1,359,524
+296,888
| +28% | +$13.4M |
|
423
WisdomTree US MidCap Dividend Fund
DON
$4.04B
| $57.8M | 0.04% |
2,233,734
+155,727
| +7% | +$4.22M |
|
424
Eaton
ETN
$150B
| $57.8M | 0.04% |
1,126,437
+67,395
| +6% | +$3.98M |
|
425
Lam Research
LRCX
$373B
| $57.6M | 0.04% |
8,818,030
+1,973,080
| +29% | +$14.5M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.