UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4201
Denison Mines
DNN
$2.91B
| $341K | ﹤0.01% |
892,129
-27,575
| -3% | -$13.9K |
|
4202
Ennis
EBF
$564M
| $341K | ﹤0.01% |
19,653
+18,953
| +2,708% | +$319K |
|
|
PHX
4203
DELISTED
PHX Minerals
PHX
| $341K | ﹤0.01% |
21,084
-4,281
| -17% | -$75.9K |
|
4204
iShares MSCI Japan Small-Cap ETF
SCJ
$263M
| $341K | ﹤0.01% |
6,174
-2,533
| -29% | -$145K |
|
4205
iShares Global Timber & Forestry ETF
WOOD
$274M
| $339K | ﹤0.01% |
7,624
-673
| -8% | -$33.3K |
|
|
PAGG
4206
DELISTED
Invesco Global Agriculture ETF
PAGG
| $339K | ﹤0.01% |
14,408
-2,618
| -15% | -$70.6K |
|
|
IPU
4207
DELISTED
SPDR S&P International Utilities Sector
IPU
| $337K | ﹤0.01% |
21,136
-4,634
| -18% | -$77.7K |
|
4208
PUT
Archer Daniels Midland
ADM
$36.9B
| $336K | ﹤0.01% |
8,100
-4,200
| -34% | -$192K |
|
4209
Emcor
EME
$36B
| $336K | ﹤0.01% |
7,586
-35,384
| -82% | -$1.65M |
|
|
NVIV
4210
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
| $334K | ﹤0.01% |
2
+1
| +100% | +$234K |
|
4211
iShares MSCI Austria ETF
EWO
$185M
| $333K | ﹤0.01% |
22,239
-44,025
| -66% | -$694K |
|
4212
1st Source
SRCE
$2.12B
| $333K | ﹤0.01% |
10,800
+465
| +4% | +$14.2K |
|
4213
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
| $333K | ﹤0.01% |
4,118
-1,411
| -26% | -$121K |
|
|
P
4214
CALL
DELISTED
Pandora Media Inc
P
| $333K | ﹤0.01% |
15,600
-42,700
| -73% | -$749K |
|
|
PHII
4215
DELISTED
PHI, Inc.
PHII
| $333K | ﹤0.01% |
16,998
+25
| +0.1% | +$671 |
|
|
ASG
4216
Liberty All-Star Growth Fund
ASG
$341M
| $332K | ﹤0.01% |
73,007
+6,293
| +9% | +$31.4K |
|
4217
CALL
Lockheed Martin
LMT
$136B
| $332K | ﹤0.01% |
1,600
-2,400
| -60% | -$488K |
|
4218
Clean Harbors
CLH
$16.3B
| $331K | ﹤0.01% |
7,518
+135
| +2% | +$6.7K |
|
|
FRN
4219
DELISTED
Invesco Frontier Markets ETF
FRN
| $331K | ﹤0.01% |
30,390
-15,638
| -34% | -$187K |
|
|
LKM
4220
PUT
DELISTED
Link Motion Inc.
LKM
| $331K | ﹤0.01% |
100,000
| – | – |
|
|
PVA
4221
DELISTED
PENN VIRGINIA CORP
PVA
| $331K | ﹤0.01% |
623,504
+340,307
| +120% | +$520K |
|
|
MNP
4222
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $331K | ﹤0.01% |
22,175
+3,505
| +19% | +$52.6K |
|
4223
Haemonetics
HAE
$4B
| $330K | ﹤0.01% |
10,215
+1,895
| +23% | +$71.3K |
|
4224
CALL
Myriad Genetics
MYGN
$312M
| $330K | ﹤0.01% |
8,800
| – | – |
|
4225
PUT
Patterson-UTI
PTEN
$3.76B
| $330K | ﹤0.01% |
25,100
+12,600
| +101% | +$200K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.