UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
COOP
4176
PUT
DELISTED
Mr. Cooper
COOP
| $1.03M | ﹤0.01% |
25,100
| – | – |
|
4177
CALL
Hecla Mining
HL
$11.8B
| $1.03M | ﹤0.01% |
187,800
| – | – |
|
4178
Evolent Health
EVH
$444M
| $1.03M | ﹤0.01% |
33,241
+19,051
| +134% | +$457K |
|
4179
BlackRock MuniAssets Fund
MUA
$519M
| $1.03M | ﹤0.01% |
67,872
-1,364
| -2% | -$22.1K |
|
4180
Outfront Media
OUT
$5.29B
| $1.03M | ﹤0.01% |
41,541
-8,228
| -17% | -$194K |
|
|
SFBS
4181
ServisFirst Bancshares
SFBS
$4.84B
| $1.03M | ﹤0.01% |
13,229
-70,372
| -84% | -$5.04M |
|
4182
Allot
ALLT
$369M
| $1.03M | ﹤0.01% |
69,196
+25,004
| +57% | +$423K |
|
|
PSTL
4183
Postal Realty Trust
PSTL
$680M
| $1.02M | ﹤0.01% |
54,978
-544
| -1% | -$10.4K |
|
4184
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
| $1.02M | ﹤0.01% |
19,245
+864
| +5% | +$46.7K |
|
4185
PUT
GameStop
GME
$8.43B
| $1.02M | ﹤0.01% |
23,200
-1,861,600
| -99% | -$85.1M |
|
4186
Amplify Cybersecurity ETF
HACK
$3.01B
| $1.01M | ﹤0.01% |
16,690
+46
| +0.3% | +$2.88K |
|
4187
ALPS Strategic Income Fund
RIGS
$60.5M
| $1.01M | ﹤0.01% |
40,999
+2,498
| +6% | +$62.1K |
|
|
ALEX
4188
DELISTED
Alexander & Baldwin
ALEX
| $1.01M | ﹤0.01% |
43,123
+10,774
| +33% | +$221K |
|
4189
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$591M
| $1.01M | ﹤0.01% |
8,545
+621
| +8% | +$74.9K |
|
|
RUTH
4190
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $1.01M | ﹤0.01% |
48,724
+19,600
| +67% | +$402K |
|
|
ASG
4191
Liberty All-Star Growth Fund
ASG
$343M
| $1.01M | ﹤0.01% |
116,867
-618
| -0.5% | -$5.36K |
|
4192
Spire Global
SPIR
$543M
| $1.01M | ﹤0.01% |
10,033
+9,394
| +1,470% | +$791K |
|
4193
Eagle Bancorp
EGBN
$843M
| $1M | ﹤0.01% |
17,464
-10,963
| -39% | -$614K |
|
4194
CALL
Direxion Daily Technology Bull 3x ETF
TECL
$6.05B
| $1M | ﹤0.01% |
+17,710
| New | +$1.12M |
|
4195
Herc Holdings
HRI
$5.68B
| $1M | ﹤0.01% |
6,122
-10,588
| -63% | -$1.34M |
|
|
SUNL
4196
CALL
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
| $1M | ﹤0.01% |
9,430
-220
| -2% | -$31.1K |
|
4197
Endava
DAVA
$159M
| $1M | ﹤0.01% |
7,361
-1,135
| -13% | -$147K |
|
|
TDAY
4198
USA Today Co
TDAY
$1.05B
| $999K | ﹤0.01% |
149,542
-26,496
| -15% | -$156K |
|
4199
Compugen
CGEN
$221M
| $997K | ﹤0.01% |
167,074
+109,874
| +192% | +$736K |
|
4200
Precision BioSciences
DTIL
$206M
| $997K | ﹤0.01% |
2,880
+2,304
| +400% | +$781K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.