UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4176
Invesco Building & Construction ETF
PKB
$453M
| $355K | ﹤0.01% |
15,804
-1,196
| -7% | -$28.7K |
|
4177
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
| $355K | ﹤0.01% |
+15,310
| New | +$366K |
|
|
SBR
4178
Sabine Royalty Trust
SBR
$1.05B
| $354K | ﹤0.01% |
11,572
+3,056
| +36% | +$101K |
|
4179
Sprott Gold Miners ETF
SGDM
$662M
| $354K | ﹤0.01% |
28,105
-35,992
| -56% | -$479K |
|
4180
iShares MSCI BIC ETF
BKF
$78.6M
| $353K | ﹤0.01% |
11,844
-5,456
| -32% | -$178K |
|
|
BITA
4181
DELISTED
Bitauto Holdings Limited
BITA
| $353K | ﹤0.01% |
11,853
-67,296
| -85% | -$2.29M |
|
4182
CALL
Civeo
CVEO
$318M
| $352K | ﹤0.01% |
19,792
| – | – |
|
|
HRG
4183
DELISTED
HRG Group, Inc.
HRG
| $352K | ﹤0.01% |
30,040
+4,766
| +19% | +$62.3K |
|
|
ENV
4184
CALL
DELISTED
ENVESTNET, INC.
ENV
| $351K | ﹤0.01% |
+11,700
| New | +$429K |
|
|
FT
4185
Franklin Universal Trust
FT
$197M
| $350K | ﹤0.01% |
59,182
+795
| +1% | +$4.96K |
|
4186
iShares MSCI Finland ETF
EFNL
$248M
| $349K | ﹤0.01% |
11,485
-2,803
| -20% | -$90.1K |
|
4187
Hawkins
HWKN
$2.71B
| $349K | ﹤0.01% |
18,150
+15,584
| +607% | +$295K |
|
4188
Uranium Energy
UEC
$5.57B
| $347K | ﹤0.01% |
346,743
-3,297
| -0.9% | -$4.06K |
|
|
RPT
4189
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $346K | ﹤0.01% |
23,039
+2,008
| +10% | +$32.5K |
|
|
CNBKA
4190
DELISTED
Century Bancorp Inc/Mass
CNBKA
| $346K | ﹤0.01% |
8,500
+7,500
| +750% | +$307K |
|
|
EGOV
4191
DELISTED
NIC Inc
EGOV
| $346K | ﹤0.01% |
19,574
-392
| -2% | -$7.16K |
|
|
KERX
4192
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
| $346K | ﹤0.01% |
98,200
+97,900
| +32,633% | +$656K |
|
4193
Casey's General Stores
CASY
$30.9B
| $345K | ﹤0.01% |
3,347
-20,204
| -86% | -$2.1M |
|
|
CLDT
4194
Chatham Lodging
CLDT
$586M
| $345K | ﹤0.01% |
16,063
+4,181
| +35% | +$104K |
|
4195
CALL
Skyworks Solutions
SWKS
$10.6B
| $345K | ﹤0.01% |
4,100
-200
| -5% | -$18.3K |
|
|
CCLP
4196
DELISTED
CSI Compressco LP
CCLP
| $344K | ﹤0.01% |
27,461
+17,017
| +163% | +$249K |
|
4197
PUT
AES
AES
$10.5B
| $343K | ﹤0.01% |
35,000
-18,700
| -35% | -$226K |
|
4198
Lakeland Financial Corp
LKFN
$1.53B
| $343K | ﹤0.01% |
11,406
+11,272
| +8,412% | +$318K |
|
4199
Glaukos
GKOS
$10.6B
| $342K | ﹤0.01% |
14,150
+14,100
| +28,200% | +$424K |
|
4200
NMI Holdings
NMIH
$3.36B
| $342K | ﹤0.01% |
45,000
+10,000
| +29% | +$82K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.