UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4151
Customers Bancorp
CUBI
$2.78B
| $1.07M | ﹤0.01% |
24,807
-21,672
| -47% | -$844K |
|
4152
SkinHealth Systems
SKIN
$83.3M
| $1.07M | ﹤0.01% |
41,026
-28,037
| -41% | -$617K |
|
|
ACRE
4153
Ares Commercial Real Estate
ACRE
$256M
| $1.06M | ﹤0.01% |
70,500
+6,823
| +11% | +$104K |
|
|
ZGNX
4154
CALL
DELISTED
Zogenix, Inc.
ZGNX
| $1.06M | ﹤0.01% |
70,000
+20,000
| +40% | +$312K |
|
4155
CALL
HP
HPQ
$27.3B
| $1.06M | ﹤0.01% |
38,800
+7,600
| +24% | +$218K |
|
|
EDD
4156
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
| $1.06M | ﹤0.01% |
181,063
+13,519
| +8% | +$82.8K |
|
4157
Fidus Investment
FDUS
$753M
| $1.06M | ﹤0.01% |
60,715
+822
| +1% | +$14.3K |
|
4158
Rhythm Pharmaceuticals
RYTM
$7.95B
| $1.06M | ﹤0.01% |
80,970
+851
| +1% | +$13K |
|
|
MIO
4159
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
| $1.06M | ﹤0.01% |
+51,788
| New | +$1.04M |
|
4160
Scorpio Tankers
STNG
$3.83B
| $1.05M | ﹤0.01% |
56,792
+4,256
| +8% | +$71K |
|
|
CCMP
4161
DELISTED
CMC Materials, Inc. Common Stock
CCMP
| $1.05M | ﹤0.01% |
8,522
-21,855
| -72% | -$2.91M |
|
4162
Genworth Financial
GNW
$3.7B
| $1.05M | ﹤0.01% |
279,074
+68,260
| +32% | +$243K |
|
4163
Casella Waste Systems
CWST
$5.73B
| $1.05M | ﹤0.01% |
13,780
-11,749
| -46% | -$828K |
|
4164
Pacer Trendpilot European Index ETF
PTEU
$37.9M
| $1.05M | ﹤0.01% |
43,133
-3,374
| -7% | -$85.1K |
|
4165
Root
ROOT
$828M
| $1.04M | ﹤0.01% |
11,018
+3,536
| +47% | +$439K |
|
4166
AMC Global Media
AMCX
$489M
| $1.04M | ﹤0.01% |
22,420
+8,442
| +60% | +$431K |
|
|
PHK
4167
PIMCO High Income Fund
PHK
$878M
| $1.04M | ﹤0.01% |
165,864
-194,208
| -54% | -$1.31M |
|
4168
Wheels Up
UP
$191M
| $1.04M | ﹤0.01% |
790
+729
| +1,195% | +$1.2M |
|
4169
PUT
Etsy
ETSY
$7.38B
| $1.04M | ﹤0.01% |
+5,000
| New | +$1.01M |
|
|
DCPH
4170
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
| $1.04M | ﹤0.01% |
30,596
+20,401
| +200% | +$651K |
|
|
FOE
4171
DELISTED
Ferro Corporation
FOE
| $1.04M | ﹤0.01% |
51,130
-75,325
| -60% | -$1.56M |
|
4172
CALL
Aemetis
AMTX
$120M
| $1.04M | ﹤0.01% |
56,800
-263,700
| -82% | -$2.91M |
|
4173
Diana Shipping
DSX
$296M
| $1.04M | ﹤0.01% |
259,658
-6,947
| -3% | -$23K |
|
|
GRTS
4174
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $1.04M | ﹤0.01% |
96,174
+95,687
| +19,648% | +$871K |
|
|
WEBR
4175
DELISTED
Weber Inc.
WEBR
| $1.03M | ﹤0.01% |
+58,767
| New | +$943K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.