UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4151
Wabash National
WNC
$510M
| $1.06M | ﹤0.01% |
72,485
+16,838
| +30% | +$250K |
|
|
CKH
4152
DELISTED
Seacor Holdings Inc.
CKH
| $1.06M | ﹤0.01% |
24,633
+9,309
| +61% | +$407K |
|
|
RFP
4153
DELISTED
Resolute Forest Products Inc.
RFP
| $1.06M | ﹤0.01% |
252,984
-339,542
| -57% | -$1.41M |
|
4154
First Bancorp
FNLC
$393M
| $1.06M | ﹤0.01% |
35,059
+4,605
| +15% | +$131K |
|
4155
Global Partners
GLP
$1.69B
| $1.06M | ﹤0.01% |
52,595
+12,510
| +31% | +$252K |
|
|
MCN
4156
Madison Covered Call & Equity Strategy Fund
MCN
$119M
| $1.06M | ﹤0.01% |
159,669
+7,918
| +5% | +$51.2K |
|
|
GLDD
4157
DELISTED
Great Lakes Dredge & Dock
GLDD
| $1.06M | ﹤0.01% |
93,148
+28,894
| +45% | +$309K |
|
4158
US Commodity Index
USCI
$375M
| $1.06M | ﹤0.01% |
28,631
-36,095
| -56% | -$1.3M |
|
|
RCS
4159
PIMCO Strategic Income Fund
RCS
$249M
| $1.05M | ﹤0.01% |
115,999
+26,278
| +29% | +$244K |
|
4160
Peoples Bancorp
PEBO
$1.46B
| $1.05M | ﹤0.01% |
30,423
+11,281
| +59% | +$369K |
|
|
SOR
4161
Source Capital
SOR
$383M
| $1.05M | ﹤0.01% |
27,245
-1,915
| -7% | -$72.1K |
|
|
HEQ
4162
John Hancock Hedged Equity & Income Fund
HEQ
$141M
| $1.05M | ﹤0.01% |
70,625
-5,477
| -7% | -$78K |
|
4163
Nordic American Tanker
NAT
$1.33B
| $1.05M | ﹤0.01% |
213,947
+76,686
| +56% | +$292K |
|
|
PFD
4164
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
| $1.05M | ﹤0.01% |
67,583
-1,903
| -3% | -$29.6K |
|
4165
PUT
Snap-on
SNA
$21.3B
| $1.05M | ﹤0.01% |
6,200
+600
| +11% | +$97.9K |
|
4166
CALL
Enphase Energy
ENPH
$5.41B
| $1.04M | ﹤0.01% |
40,000
| – | – |
|
4167
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.03B
| $1.04M | ﹤0.01% |
40,030
+30,834
| +335% | +$808K |
|
|
SPE.PRB
4168
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
| $1.04M | ﹤0.01% |
40,903
+5,800
| +17% | +$148K |
|
|
TPIC
4169
DELISTED
TPI Composites
TPIC
| $1.04M | ﹤0.01% |
56,423
+14,054
| +33% | +$258K |
|
|
MCHB
4170
Mechanics Bancorp
MCHB
$3.7B
| $1.04M | ﹤0.01% |
30,688
+13,020
| +74% | +$403K |
|
4171
Preferred Bank
PFBC
$1.25B
| $1.04M | ﹤0.01% |
17,347
+3,222
| +23% | +$177K |
|
4172
Kforce
KFRC
$1.04B
| $1.04M | ﹤0.01% |
26,236
+5,028
| +24% | +$199K |
|
|
SPR
4173
CALL
DELISTED
Spirit AeroSystems
SPR
| $1.04M | ﹤0.01% |
+14,300
| New | +$1.18M |
|
|
CCEC
4174
Capital Clean Energy Carriers
CCEC
$1.34B
| $1.04M | ﹤0.01% |
77,293
-13,457
| -15% | -$159K |
|
4175
ArcBest
ARCB
$3.07B
| $1.04M | ﹤0.01% |
37,587
+10,707
| +40% | +$309K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.