UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BPFH
4126
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $817K | ﹤0.01% |
70,046
+18,928
| +37% | +$213K |
|
|
AVTA
4127
DELISTED
Avantax, Inc. Common Stock
AVTA
| $816K | ﹤0.01% |
37,706
+2,664
| +8% | +$67.2K |
|
4128
Piper Sandler
PIPR
$5.29B
| $814K | ﹤0.01% |
43,172
+18,360
| +74% | +$342K |
|
4129
Acco Brands
ACCO
$407M
| $813K | ﹤0.01% |
82,360
+51,803
| +170% | +$467K |
|
|
KRA
4130
DELISTED
Kraton Corporation
KRA
| $813K | ﹤0.01% |
25,182
+15,110
| +150% | +$452K |
|
|
CADE
4131
DELISTED
Cadence Bank
CADE
| $811K | ﹤0.01% |
27,388
-248
| -0.9% | -$7.08K |
|
4132
Smith & Nephew
SNN
$12.6B
| $811K | ﹤0.01% |
16,864
+1,760
| +12% | +$80.9K |
|
4133
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$689M
| $811K | ﹤0.01% |
13,467
| – | – |
|
|
CBAY
4134
DELISTED
Cymabay Therapeutics
CBAY
| $811K | ﹤0.01% |
158,386
+83,586
| +112% | +$506K |
|
|
CSR
4135
Centerspace
CSR
$952M
| $810K | ﹤0.01% |
10,847
+5,421
| +100% | +$362K |
|
4136
Heartland Express
HTLD
$956M
| $809K | ﹤0.01% |
37,633
+24,119
| +178% | +$483K |
|
4137
Scholastic
SCHL
$792M
| $809K | ﹤0.01% |
21,414
-15,044
| -41% | -$529K |
|
4138
Energy Recovery
ERII
$443M
| $808K | ﹤0.01% |
87,163
-29,215
| -25% | -$295K |
|
4139
CALL
Okta
OKTA
$25.8B
| $807K | ﹤0.01% |
+8,200
| New | +$1.02M |
|
4140
Wabash National
WNC
$527M
| $807K | ﹤0.01% |
55,647
+40,864
| +276% | +$605K |
|
4141
Dorchester Minerals
DMLP
$1.26B
| $806K | ﹤0.01% |
43,181
-3,703
| -8% | -$68K |
|
4142
German American Bancorp
GABC
$1.9B
| $806K | ﹤0.01% |
25,164
+13,302
| +112% | +$410K |
|
|
BNY
4143
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $805K | ﹤0.01% |
56,823
+2,416
| +4% | +$33.7K |
|
|
IMLP
4144
DELISTED
iPath S&P MLP ETN
IMLP
| $805K | ﹤0.01% |
50,962
-217,118
| -81% | -$3.55M |
|
|
RUTH
4145
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $803K | ﹤0.01% |
39,336
+7,478
| +23% | +$156K |
|
4146
Kforce
KFRC
$1.06B
| $802K | ﹤0.01% |
21,208
+14,431
| +213% | +$497K |
|
4147
BancFirst
BANF
$3.8B
| $800K | ﹤0.01% |
14,432
+7,697
| +114% | +$428K |
|
|
SLCA
4148
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $799K | ﹤0.01% |
83,590
+26,870
| +47% | +$310K |
|
4149
iShares MSCI USA Equal Weighted ETF
EUSA
$1.88B
| $798K | ﹤0.01% |
13,390
-9,345
| -41% | -$554K |
|
|
MIE
4150
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
| $798K | ﹤0.01% |
88,622
-259,541
| -75% | -$2.41M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.