UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4126
Nuveen Mortgage and Income Fund
JLS
$94.7M
| $715K | ﹤0.01% |
29,789
-291
| -1% | -$6.91K |
|
|
SRNE
4127
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $715K | ﹤0.01% |
162,552
+118,669
| +270% | +$658K |
|
|
CHMI
4128
Cherry Hill Mortgage Investment Corp
CHMI
$88.5M
| $714K | ﹤0.01% |
39,448
+13,084
| +50% | +$240K |
|
|
VRNT
4129
DELISTED
Verint Systems
VRNT
| $713K | ﹤0.01% |
27,955
+12,918
| +86% | +$314K |
|
4130
CALL
Intercontinental Exchange
ICE
$84.4B
| $711K | ﹤0.01% |
9,500
| – | – |
|
|
EDF
4131
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
| $708K | ﹤0.01% |
54,308
-1,417
| -3% | -$19.2K |
|
4132
Great Elm Capital Corp
GECC
$81.7M
| $708K | ﹤0.01% |
12,163
-265
| -2% | -$15.1K |
|
|
MFT
4133
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
| $708K | ﹤0.01% |
56,878
-653
| -1% | -$8.4K |
|
|
CORR
4134
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $707K | ﹤0.01% |
18,805
+4,678
| +33% | +$177K |
|
4135
M/I Homes
MHO
$3.84B
| $705K | ﹤0.01% |
29,483
+15,026
| +104% | +$390K |
|
4136
WisdomTree US Value Fund
WTV
$3.36B
| $705K | ﹤0.01% |
16,190
-126
| -0.8% | -$5.41K |
|
|
DNI
4137
DELISTED
Dividend and Income Fund
DNI
| $704K | ﹤0.01% |
59,005
+21,300
| +56% | +$261K |
|
4138
Golar LNG
GLNG
$5.13B
| $702K | ﹤0.01% |
25,252
+9,141
| +57% | +$242K |
|
4139
State Street SPDR S&P Capital Markets ETF
KCE
$466M
| $702K | ﹤0.01% |
12,470
-961
| -7% | -$56.1K |
|
4140
VanEck Natural Resources ETF
HAP
$310M
| $701K | ﹤0.01% |
18,540
+4,055
| +28% | +$150K |
|
4141
Hilltop Holdings
HTH
$2.24B
| $699K | ﹤0.01% |
34,655
+23,409
| +208% | +$495K |
|
4142
PUT
CME Group
CME
$94.8B
| $698K | ﹤0.01% |
+4,100
| New | +$690K |
|
|
AMWD
4143
DELISTED
American Woodmark
AMWD
| $697K | ﹤0.01% |
8,881
+7,319
| +469% | +$625K |
|
4144
Gibraltar Industries
ROCK
$1.49B
| $697K | ﹤0.01% |
15,290
+7,219
| +89% | +$312K |
|
4145
Sabesp
SBS
$18.7B
| $695K | ﹤0.01% |
607,583
-240,686
| -28% | -$293K |
|
|
TRTX
4146
TPG RE Finance Trust
TRTX
$618M
| $695K | ﹤0.01% |
34,705
+8,338
| +32% | +$170K |
|
4147
IMAX
IMAX
$2.66B
| $692K | ﹤0.01% |
26,823
-55,645
| -67% | -$1.31M |
|
4148
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$109M
| $691K | ﹤0.01% |
22,075
-16,454
| -43% | -$523K |
|
4149
Enova International
ENVA
$6.29B
| $689K | ﹤0.01% |
23,943
-1,439
| -6% | -$49K |
|
4150
Hyatt Hotels
H
$16.7B
| $685K | ﹤0.01% |
8,609
+1,162
| +16% | +$91.3K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.