UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PHK
4101
PIMCO High Income Fund
PHK
$875M
| $1.37M | ﹤0.01% |
222,852
+56,988
| +34% | +$356K |
|
4102
Hope Bancorp
HOPE
$1.82B
| $1.37M | ﹤0.01% |
93,084
+9,347
| +11% | +$138K |
|
4103
Sprout Social
SPT
$600M
| $1.37M | ﹤0.01% |
15,104
+5,758
| +62% | +$653K |
|
4104
CALL
Equinox Gold
EQX
$13.6B
| $1.37M | ﹤0.01% |
202,500
| – | – |
|
4105
Nuveen Core Equity Alpha Fund
JCE
$289M
| $1.37M | ﹤0.01% |
73,643
+3,640
| +5% | +$62.4K |
|
4106
PUT
iQIYI
IQ
$1.3B
| $1.37M | ﹤0.01% |
300,000
-250,000
| -45% | -$1.77M |
|
|
RFM
4107
RiverNorth Flexible Municipal Income Fund
RFM
$91.4M
| $1.37M | ﹤0.01% |
62,375
+3,356
| +6% | +$77K |
|
|
LAC
4108
DELISTED
Lithium Americas Corp. Common Shares
LAC
| $1.36M | ﹤0.01% |
46,899
-17,741
| -27% | -$531K |
|
|
FIRY
4109
Firy Inc
FIRY
$160M
| $1.36M | ﹤0.01% |
9,163
-9,734
| -52% | -$1.87M |
|
4110
TriCo Bancshares
TCBK
$1.83B
| $1.36M | ﹤0.01% |
31,756
+10,635
| +50% | +$467K |
|
|
AOMR
4111
Angel Oak Mortgage REIT
AOMR
$208M
| $1.36M | ﹤0.01% |
83,070
-69,787
| -46% | -$1.2M |
|
4112
PennyMac Financial
PFSI
$3.98B
| $1.36M | ﹤0.01% |
19,434
+11,390
| +142% | +$752K |
|
4113
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
| $1.36M | ﹤0.01% |
24,417
+5,172
| +27% | +$286K |
|
4114
Credit Acceptance
CACC
$5.94B
| $1.35M | ﹤0.01% |
1,969
+598
| +44% | +$385K |
|
4115
Planet Fitness
PLNT
$3.62B
| $1.35M | ﹤0.01% |
14,947
-60,740
| -80% | -$5.18M |
|
|
CBD
4116
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $1.35M | ﹤0.01% |
339,424
-3,401
| -1% | -$14.8K |
|
4117
Helios Technologies
HLIO
$2.68B
| $1.35M | ﹤0.01% |
12,843
+11,964
| +1,361% | +$1.16M |
|
4118
iShares Global Utilities ETF
JXI
$306M
| $1.35M | ﹤0.01% |
20,879
-22,619
| -52% | -$1.4M |
|
|
CHCT
4119
Community Healthcare Trust
CHCT
$432M
| $1.35M | ﹤0.01% |
28,553
-6,471
| -18% | -$297K |
|
4120
Gibraltar Industries
ROCK
$1.48B
| $1.35M | ﹤0.01% |
20,186
+13,709
| +212% | +$979K |
|
4121
First Bancorp
FBNC
$2.7B
| $1.34M | ﹤0.01% |
29,406
+13,135
| +81% | +$615K |
|
|
PNF
4122
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $1.34M | ﹤0.01% |
109,351
-2,499
| -2% | -$30.9K |
|
4123
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$24M
| $1.34M | ﹤0.01% |
12,082
-2,542
| -17% | -$286K |
|
4124
State Street SPDR S&P Health Care Services ETF
XHS
$206M
| $1.34M | ﹤0.01% |
12,675
-68
| -0.5% | -$7.08K |
|
|
PSTL
4125
Postal Realty Trust
PSTL
$680M
| $1.34M | ﹤0.01% |
67,710
+12,732
| +23% | +$237K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.