UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
Glaukos
GKOS
$10.7B
| $1.11M | ﹤0.01% |
23,126
+20,051
| +652% | +$1.11M |
|
4102
Accuray
ARAY
$34.9M
| $1.11M | ﹤0.01% |
281,698
+38,852
| +16% | +$154K |
|
4103
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.5M
| $1.11M | ﹤0.01% |
16,912
+1,197
| +8% | +$79.7K |
|
|
STEW
4104
SRH Total Return Fund
STEW
$1.82B
| $1.11M | ﹤0.01% |
84,906
+5,617
| +7% | +$76.7K |
|
|
STFC
4105
DELISTED
State Auto Financial Corp
STFC
| $1.11M | ﹤0.01% |
21,841
+14,698
| +206% | +$696K |
|
|
INN
4106
Summit Hotel Properties
INN
$670M
| $1.11M | ﹤0.01% |
115,413
+67,756
| +142% | +$620K |
|
|
MNRL
4107
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
| $1.11M | ﹤0.01% |
58,036
-17,464
| -23% | -$335K |
|
4108
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
| $1.11M | ﹤0.01% |
8,326
-27
| -0.3% | -$3.73K |
|
4109
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
| $1.11M | ﹤0.01% |
14,211
-952
| -6% | -$77.8K |
|
|
ZYXI
4110
DELISTED
Zynex
ZYXI
| $1.11M | ﹤0.01% |
107,047
+46,823
| +78% | +$602K |
|
4111
QuinStreet
QNST
$1.26B
| $1.11M | ﹤0.01% |
63,014
+20,128
| +47% | +$362K |
|
4112
York Water
YORW
$518M
| $1.1M | ﹤0.01% |
25,280
+21,729
| +612% | +$1.04M |
|
|
KLRS
4113
Kalaris Therapeutics
KLRS
$93.7M
| $1.1M | ﹤0.01% |
1,915
+1,129
| +144% | +$523K |
|
|
PAI
4114
Western Asset Investment Grade Income Fund
PAI
$113M
| $1.1M | ﹤0.01% |
70,375
+22,992
| +49% | +$365K |
|
|
B
4115
DELISTED
Barnes Group Inc.
B
| $1.1M | ﹤0.01% |
26,425
-8,125
| -24% | -$387K |
|
4116
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
| $1.1M | ﹤0.01% |
30,386
-3,055
| -9% | -$113K |
|
4117
ARK Israel Innovative Technology ETF
IZRL
$140M
| $1.1M | ﹤0.01% |
37,638
-9,447
| -20% | -$285K |
|
4118
MGP Ingredients
MGPI
$381M
| $1.1M | ﹤0.01% |
16,909
-29,043
| -63% | -$1.86M |
|
4119
First Merchants
FRME
$2.66B
| $1.1M | ﹤0.01% |
26,299
-18,376
| -41% | -$747K |
|
4120
Minerals Technologies
MTX
$2.32B
| $1.1M | ﹤0.01% |
15,758
-1,262
| -7% | -$96.3K |
|
4121
PROG Holdings
PRG
$1.68B
| $1.1M | ﹤0.01% |
26,180
-607
| -2% | -$27.3K |
|
4122
1st Source
SRCE
$2.1B
| $1.1M | ﹤0.01% |
23,279
-4,477
| -16% | -$204K |
|
4123
CALL
MP Materials
MP
$9.74B
| $1.1M | ﹤0.01% |
34,100
-304,300
| -90% | -$10.6M |
|
|
FTF
4124
Franklin Limited Duration Income Trust
FTF
$233M
| $1.1M | ﹤0.01% |
120,770
+29,416
| +32% | +$273K |
|
|
BSMM
4125
DELISTED
Invesco BulletShares 2022 Municipal Bond ETF
BSMM
| $1.1M | ﹤0.01% |
43,261
-107
| -0.2% | -$2.72K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.