UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4076
Copa Holdings
CPA
$5.57B
| $1.14M | ﹤0.01% |
14,052
+3,356
| +31% | +$251K |
|
4077
PUT
Aon
AON
$75.2B
| $1.14M | ﹤0.01% |
+4,000
| New | +$1.07M |
|
4078
PUT
Takeda Pharmaceutical
TAK
$55.9B
| $1.14M | ﹤0.01% |
69,700
+1,000
| +1% | +$16.8K |
|
4079
Sprout Social
SPT
$626M
| $1.14M | ﹤0.01% |
9,346
-894
| -9% | -$97.1K |
|
|
GP
4080
GreenPower Motor Co
GP
$11M
| $1.14M | ﹤0.01% |
7,652
+7,425
| +3,271% | +$1.14M |
|
|
ADAM
4081
Adamas Trust
ADAM
$915M
| $1.14M | ﹤0.01% |
66,688
+43,451
| +187% | +$756K |
|
4082
Invesco S&P SmallCap Financials ETF
PSCF
$27M
| $1.14M | ﹤0.01% |
19,460
+71
| +0.4% | +$4.05K |
|
4083
WesBanco
WSBC
$4.01B
| $1.14M | ﹤0.01% |
33,337
-26,147
| -44% | -$866K |
|
|
GAP
4084
PUT
The Gap Inc
GAP
$7.56B
| $1.14M | ﹤0.01% |
50,000
| – | – |
|
4085
Qualys
QLYS
$6.4B
| $1.13M | ﹤0.01% |
10,182
+190
| +2% | +$20.8K |
|
4086
WD-40
WDFC
$3.14B
| $1.13M | ﹤0.01% |
4,889
+123
| +3% | +$29.5K |
|
|
CIO
4087
DELISTED
City Office REIT
CIO
| $1.13M | ﹤0.01% |
63,334
+8,963
| +16% | +$130K |
|
4088
IDEAYA Biosciences
IDYA
$3.49B
| $1.13M | ﹤0.01% |
44,371
+21,160
| +91% | +$494K |
|
4089
VanEck Environmental Services ETF
EVX
$101M
| $1.13M | ﹤0.01% |
39,390
+31,150
| +378% | +$903K |
|
4090
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
| $1.13M | ﹤0.01% |
41,783
+1,334
| +3% | +$36.3K |
|
4091
Eos Energy Enterprises
EOSE
$1.55B
| $1.13M | ﹤0.01% |
80,400
-33,786
| -30% | -$500K |
|
4092
Ternium
TX
$10.9B
| $1.13M | ﹤0.01% |
26,652
+4,245
| +19% | +$207K |
|
4093
Alight
ALIT
$390M
| $1.13M | ﹤0.01% |
+4,904
| New | +$1.03M |
|
4094
CALL
Bloomin' Brands
BLMN
$935M
| $1.13M | ﹤0.01% |
+45,000
| New | +$1.17M |
|
4095
NatWest
NWG
$75.8B
| $1.12M | ﹤0.01% |
171,438
-3,993
| -2% | -$24.9K |
|
4096
NovoCure
NVCR
$2.03B
| $1.12M | ﹤0.01% |
9,667
-3,531
| -27% | -$534K |
|
|
SWCH
4097
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $1.12M | ﹤0.01% |
44,180
+40,849
| +1,226% | +$958K |
|
4098
CALL
ASML
ASML
$697B
| $1.12M | ﹤0.01% |
1,504
-782
| -34% | -$615K |
|
4099
Tompkins Financial
TMP
$1.42B
| $1.12M | ﹤0.01% |
13,843
-6,823
| -33% | -$529K |
|
4100
Everspin Technologies
MRAM
$396M
| $1.12M | ﹤0.01% |
172,400
-10,587
| -6% | -$64.9K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.