UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4076
Columbia Financial
CLBK
$1.12B
| $1.15M | ﹤0.01% |
67,731
-535
| -0.8% | -$8.83K |
|
4077
Gerdau
GGB
$9.74B
| $1.15M | ﹤0.01% |
294,680
-36,345
| -11% | -$108K |
|
|
ECHO
4078
DELISTED
Echo Global Logistics, Inc.
ECHO
| $1.15M | ﹤0.01% |
55,380
+14,290
| +35% | +$298K |
|
4079
Diana Shipping
DSX
$296M
| $1.15M | ﹤0.01% |
526,354
+11,634
| +2% | +$28.2K |
|
4080
Frontdoor
FTDR
$5.78B
| $1.15M | ﹤0.01% |
24,138
-3,824
| -14% | -$179K |
|
4081
Orthofix Medical
OFIX
$418M
| $1.14M | ﹤0.01% |
24,767
+9,061
| +58% | +$426K |
|
4082
Tenable Holdings
TENB
$4.04B
| $1.14M | ﹤0.01% |
47,738
+16,884
| +55% | +$411K |
|
4083
National CineMedia
NCMI
$370M
| $1.14M | ﹤0.01% |
15,670
+3,697
| +31% | +$278K |
|
4084
Upland Software
UPLD
$14.5M
| $1.14M | ﹤0.01% |
3,198
+1,081
| +51% | +$404K |
|
|
CSR
4085
Centerspace
CSR
$926M
| $1.14M | ﹤0.01% |
15,716
+4,869
| +45% | +$364K |
|
|
VGI
4086
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
| $1.14M | ﹤0.01% |
91,075
-10,378
| -10% | -$132K |
|
4087
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
| $1.14M | ﹤0.01% |
80,943
+5,157
| +7% | +$69.7K |
|
4088
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
| $1.14M | ﹤0.01% |
51,753
+3,223
| +7% | +$68.8K |
|
4089
VanEck Short Muni ETF
SMB
$314M
| $1.14M | ﹤0.01% |
63,801
+12,516
| +24% | +$222K |
|
4090
PJT Partners
PJT
$4.33B
| $1.13M | ﹤0.01% |
25,123
-1,326
| -5% | -$55.6K |
|
|
FOE
4091
DELISTED
Ferro Corporation
FOE
| $1.13M | ﹤0.01% |
76,456
+55,807
| +270% | +$720K |
|
4092
ProShares Short Russell2000
RWM
$101M
| $1.13M | ﹤0.01% |
30,689
+10,222
| +50% | +$398K |
|
|
SMAR
4093
DELISTED
Smartsheet Inc.
SMAR
| $1.13M | ﹤0.01% |
25,148
-47,325
| -65% | -$1.96M |
|
|
CCC.WS
4094
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
| $1.13M | ﹤0.01% |
180,846
-3,026
| -2% | -$17.8K |
|
4095
Wyndham Hotels & Resorts
WH
$5.29B
| $1.13M | ﹤0.01% |
17,944
-645
| -3% | -$35.8K |
|
|
CONN
4096
DELISTED
Conn's Inc.
CONN
| $1.12M | ﹤0.01% |
90,684
+88,733
| +4,548% | +$1.86M |
|
|
ACP
4097
abrdn Income Credit Strategies Fund
ACP
$637M
| $1.12M | ﹤0.01% |
98,099
+34,835
| +55% | +$394K |
|
4098
National Bank Holdings
NBHC
$1.91B
| $1.12M | ﹤0.01% |
31,826
+6,324
| +25% | +$223K |
|
|
MIME
4099
DELISTED
Mimecast Limited
MIME
| $1.12M | ﹤0.01% |
25,840
+8,373
| +48% | +$348K |
|
|
ARAV
4100
DELISTED
Aravive, Inc. Common Stock
ARAV
| $1.12M | ﹤0.01% |
81,956
+15,952
| +24% | +$141K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.