UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VRTU
4076
DELISTED
Virtusa Corporation
VRTU
| $865K | ﹤0.01% |
24,021
+16,293
| +211% | +$654K |
|
|
GMLP
4077
DELISTED
Golar LNG Partners LP
GMLP
| $862K | ﹤0.01% |
89,967
+27,157
| +43% | +$287K |
|
|
ALX
4078
Alexander's
ALX
$1.41B
| $859K | ﹤0.01% |
2,465
+1,268
| +106% | +$465K |
|
4079
RPC Inc
RES
$1.3B
| $857K | ﹤0.01% |
152,866
+58,549
| +62% | +$348K |
|
|
OPPE
4080
WisdomTree European Opportunities Fund
OPPE
$295M
| $856K | ﹤0.01% |
28,220
-36,626
| -56% | -$1.09M |
|
|
BSTC
4081
DELISTED
BioSpecifics Technologies Corp.
BSTC
| $853K | ﹤0.01% |
15,943
+4,033
| +34% | +$235K |
|
|
FFIC
4082
DELISTED
Flushing Financial
FFIC
| $852K | ﹤0.01% |
42,190
+13,050
| +45% | +$267K |
|
4083
Nelnet
NNI
$4.7B
| $848K | ﹤0.01% |
13,319
+9,955
| +296% | +$638K |
|
4084
CALL
Upbound Group
UPBD
$1.16B
| $848K | ﹤0.01% |
+32,900
| New | +$864K |
|
|
IBDC
4085
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
| $848K | ﹤0.01% |
32,417
+843
| +3% | +$22K |
|
4086
PUT
Keysight
KEYS
$58.3B
| $846K | ﹤0.01% |
+8,700
| New | +$806K |
|
4087
STAAR Surgical
STAA
$1.21B
| $846K | ﹤0.01% |
32,843
+26,014
| +381% | +$791K |
|
4088
Invesco Food & Beverage ETF
PBJ
$107M
| $845K | ﹤0.01% |
24,013
-1,617
| -6% | -$56.1K |
|
4089
Rayonier Advanced Materials
RYAM
$610M
| $843K | ﹤0.01% |
194,845
-6,644
| -3% | -$28.4K |
|
4090
Solid Biosciences
SLDB
$900M
| $842K | ﹤0.01% |
5,425
+2,747
| +103% | +$311K |
|
|
HOME
4091
CALL
DELISTED
At Home Group Inc.
HOME
| $842K | ﹤0.01% |
+87,500
| New | +$598K |
|
4092
Jabil
JBL
$35.8B
| $841K | ﹤0.01% |
23,531
-311,187
| -93% | -$9.38M |
|
4093
iShares MSCI BIC ETF
BKF
$78.6M
| $840K | ﹤0.01% |
20,770
+2,327
| +13% | +$95.7K |
|
|
IDE
4094
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
| $840K | ﹤0.01% |
73,375
-37,187
| -34% | -$428K |
|
|
CNBKA
4095
DELISTED
Century Bancorp Inc/Mass
CNBKA
| $840K | ﹤0.01% |
9,600
-2,990
| -24% | -$253K |
|
4096
First Bancorp
FNLC
$399M
| $837K | ﹤0.01% |
30,454
+6,337
| +26% | +$164K |
|
|
GRP.U
4097
DELISTED
Granite Real Estate Investment Trust
GRP.U
| $837K | ﹤0.01% |
17,271
-5,410
| -24% | -$256K |
|
|
CCF
4098
DELISTED
Chase Corporation
CCF
| $835K | ﹤0.01% |
7,630
+4,342
| +132% | +$444K |
|
4099
CAE Inc. Common Shares
CAE
$8.74B
| $833K | ﹤0.01% |
32,802
+16,053
| +96% | +$422K |
|
4100
PUT
Encore Capital Group
ECPG
$2.13B
| $833K | ﹤0.01% |
+25,000
| New | +$878K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.