UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4051
CALL
Sunoco
SUN
$13.7B
| $1.18M | ﹤0.01% |
+31,500
| New | +$1.17M |
|
4052
Myomo
MYO
$55.8M
| $1.17M | ﹤0.01% |
98,489
+98,382
| +91,946% | +$980K |
|
|
LOPX
4053
DELISTED
Direxion Low Priced Stock ETF
LOPX
| $1.17M | ﹤0.01% |
+125,000
| New | +$1.16M |
|
|
DIDI
4054
PUT
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
| $1.17M | ﹤0.01% |
+150,000
| New | +$1.42M |
|
4055
Adams Diversified Equity Fund
ADX
$3.29B
| $1.17M | ﹤0.01% |
58,918
+3,140
| +6% | +$63.6K |
|
4056
Energy Recovery
ERII
$407M
| $1.17M | ﹤0.01% |
61,304
-18,007
| -23% | -$366K |
|
4057
BioAtla
BCAB
$5.79M
| $1.16M | ﹤0.01% |
791
+746
| +1,658% | +$1.45M |
|
|
UBA
4058
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $1.16M | ﹤0.01% |
61,511
+10,098
| +20% | +$193K |
|
|
NXJ
4059
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $1.16M | ﹤0.01% |
75,418
+11,268
| +18% | +$176K |
|
4060
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
| $1.16M | ﹤0.01% |
176,051
+5,407
| +3% | +$34.9K |
|
4061
Frontdoor
FTDR
$5.8B
| $1.16M | ﹤0.01% |
27,691
+8,722
| +46% | +$398K |
|
4062
PUT
MP Materials
MP
$9.56B
| $1.16M | ﹤0.01% |
36,000
-18,900
| -34% | -$657K |
|
|
CEV
4063
Eaton Vance California Municipal Income Trust
CEV
$73.8M
| $1.16M | ﹤0.01% |
85,046
+10,962
| +15% | +$154K |
|
4064
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
| $1.16M | ﹤0.01% |
21,301
+704
| +3% | +$38.8K |
|
|
NTST
4065
NETSTREIT Corp
NTST
$2.02B
| $1.16M | ﹤0.01% |
48,986
+29,900
| +157% | +$755K |
|
4066
Prelude Therapeutics
PRLD
$392M
| $1.16M | ﹤0.01% |
37,001
+29,433
| +389% | +$953K |
|
|
SII
4067
Sprott
SII
$3.04B
| $1.16M | ﹤0.01% |
31,517
+19,943
| +172% | +$730K |
|
|
PGP
4068
PIMCO Global StockPLUS & Income Fund
PGP
$102M
| $1.15M | ﹤0.01% |
106,417
+723
| +0.7% | +$8.08K |
|
4069
Altimmune
ALT
$591M
| $1.15M | ﹤0.01% |
101,742
+67,557
| +198% | +$822K |
|
|
MAG
4070
DELISTED
MAG Silver
MAG
| $1.15M | ﹤0.01% |
71,004
-15,229
| -18% | -$285K |
|
4071
CALL
MSCI
MSCI
$40.9B
| $1.15M | ﹤0.01% |
+1,890
| New | +$1.15M |
|
4072
EnerSys
ENS
$6.98B
| $1.15M | ﹤0.01% |
15,422
-9,155
| -37% | -$812K |
|
4073
News Corp Class B
NWS
$17.7B
| $1.15M | ﹤0.01% |
49,372
-40,234
| -45% | -$920K |
|
4074
Oscar Health
OSCR
$8.4B
| $1.15M | ﹤0.01% |
65,968
+60,700
| +1,152% | +$1.03M |
|
4075
Federated Hermes
FHI
$4.77B
| $1.15M | ﹤0.01% |
35,250
-9,372
| -21% | -$306K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.