UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4051
CALL
Coherent
COHR
$74.2B
| $887K | ﹤0.01% |
25,200
-300
| -1% | -$11.4K |
|
4052
Home BancShares
HOMB
$6.18B
| $886K | ﹤0.01% |
47,132
+36,380
| +338% | +$680K |
|
|
SPE.PRB
4053
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
| $886K | ﹤0.01% |
35,103
-3,576
| -9% | -$90.5K |
|
4054
Kearny Financial
KRNY
$599M
| $885K | ﹤0.01% |
67,820
+62,913
| +1,282% | +$826K |
|
4055
Photronics
PLAB
$1.93B
| $884K | ﹤0.01% |
81,237
+28,735
| +55% | +$278K |
|
4056
Simulations Plus
SLP
$371M
| $883K | ﹤0.01% |
25,429
+6,911
| +37% | +$243K |
|
4057
Q32 Bio
QTTB
$464M
| $882K | ﹤0.01% |
2,706
+2,227
| +465% | +$757K |
|
4058
NACCO Industries
NC
$320M
| $881K | ﹤0.01% |
13,791
+1,276
| +10% | +$66.7K |
|
|
PDT
4059
John Hancock Premium Dividend Fund
PDT
$626M
| $877K | ﹤0.01% |
48,423
+145
| +0.3% | +$2.52K |
|
4060
PUT
Snap-on
SNA
$21.5B
| $877K | ﹤0.01% |
5,600
-28,200
| -83% | -$4.33M |
|
4061
Investcorp Credit Management BDC
ICMB
$12.1M
| $876K | ﹤0.01% |
132,767
+5,802
| +5% | +$41.3K |
|
4062
Marcus Corp
MCS
$945M
| $875K | ﹤0.01% |
23,635
+14,768
| +167% | +$509K |
|
|
MEN
4063
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $875K | ﹤0.01% |
77,086
+21,778
| +39% | +$246K |
|
|
JNPR
4064
CALL
DELISTED
Juniper Networks
JNPR
| $874K | ﹤0.01% |
35,300
-39,500
| -53% | -$993K |
|
4065
CALL
TripAdvisor
TRIP
$1.26B
| $874K | ﹤0.01% |
22,600
-97,700
| -81% | -$4.07M |
|
4066
CrowdStrike
CRWD
$218B
| $872K | ﹤0.01% |
59,784
+59,304
| +12,355% | +$1.18M |
|
4067
National Bank Holdings
NBHC
$1.9B
| $872K | ﹤0.01% |
25,502
+15,967
| +167% | +$555K |
|
4068
Autoliv
ALV
$9B
| $870K | ﹤0.01% |
11,026
+2,490
| +29% | +$177K |
|
|
CUB
4069
DELISTED
Cubic Corporation
CUB
| $870K | ﹤0.01% |
12,350
-3,558
| -22% | -$244K |
|
|
HTBK
4070
DELISTED
Heritage Commerce
HTBK
| $869K | ﹤0.01% |
73,989
+24,162
| +48% | +$287K |
|
4071
Precigen
PGEN
$2.59B
| $869K | ﹤0.01% |
151,858
-51,302
| -25% | -$349K |
|
4072
Andersons Inc
ANDE
$2.22B
| $868K | ﹤0.01% |
38,671
+16,883
| +77% | +$428K |
|
|
EOT
4073
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
| $868K | ﹤0.01% |
38,459
-2,795
| -7% | -$64.1K |
|
4074
Interface
TILE
$2.22B
| $867K | ﹤0.01% |
60,026
+48,622
| +426% | +$636K |
|
|
SAFM
4075
DELISTED
Sanderson Farms Inc
SAFM
| $867K | ﹤0.01% |
5,729
+2,786
| +95% | +$397K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.