UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4051
Stagwell
STGW
$2.24B
| $419K | ﹤0.01% |
22,760
| – | – |
|
|
TCF
4052
DELISTED
TCF Financial Corporation
TCF
| $419K | ﹤0.01% |
27,617
-198,729
| -88% | -$3.16M |
|
4053
CNX Resources
CNX
$5.2B
| $417K | ﹤0.01% |
51,050
+11,484
| +29% | +$143K |
|
4054
Rockwell Medical
RMTI
$28.2M
| $417K | ﹤0.01% |
492
+319
| +184% | +$462K |
|
4055
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
| $417K | ﹤0.01% |
16,284
-6,873
| -30% | -$192K |
|
4056
LPL Financial
LPLA
$28.6B
| $416K | ﹤0.01% |
10,445
-71,782
| -87% | -$3.09M |
|
4057
CALL
Under Armour
UAA
$2.6B
| $416K | ﹤0.01% |
8,600
-1,800
| -17% | -$85.6K |
|
|
FHY
4058
DELISTED
First Trust Strategic High
FHY
| $416K | ﹤0.01% |
36,176
-625
| -2% | -$7.75K |
|
|
FCH.PRA
4059
DELISTED
Felcor Lodging Tr Ser A Cum Cv
FCH.PRA
| $416K | ﹤0.01% |
16,756
+356
| +2% | +$8.95K |
|
4060
CALL
Banco Santander Chile
BSAC
$16.6B
| $415K | ﹤0.01% |
+22,800
| New | +$445K |
|
4061
Boyd Gaming
BYD
$6.06B
| $415K | ﹤0.01% |
25,459
+16,060
| +171% | +$266K |
|
4062
iShares MSCI Emerging Markets Asia ETF
EEMA
$860M
| $415K | ﹤0.01% |
8,256
+4,760
| +136% | +$254K |
|
4063
iShares MSCI Israel ETF
EIS
$909M
| $415K | ﹤0.01% |
8,656
+2,305
| +36% | +$121K |
|
|
MXF
4064
Mexico Fund
MXF
$315M
| $415K | ﹤0.01% |
23,827
+1,081
| +5% | +$20.2K |
|
4065
Seaboard Corp
SEB
$4.06B
| $415K | ﹤0.01% |
135
+106
| +366% | +$353K |
|
4066
CALL
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $415K | ﹤0.01% |
21,000
-400
| -2% | -$8.24K |
|
4067
Euronet Worldwide
EEFT
$2.7B
| $414K | ﹤0.01% |
5,583
+284
| +5% | +$19K |
|
|
JRO
4068
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $413K | ﹤0.01% |
41,554
-5,646
| -12% | -$59.5K |
|
4069
First Horizon
FHN
$12.1B
| $412K | ﹤0.01% |
29,014
-56,573
| -66% | -$856K |
|
|
PDCE
4070
DELISTED
PDC Energy, Inc.
PDCE
| $412K | ﹤0.01% |
7,770
-25,759
| -77% | -$1.32M |
|
|
FPO
4071
DELISTED
First Potomac Realty Trust
FPO
| $411K | ﹤0.01% |
37,440
+20,633
| +123% | +$226K |
|
4072
PUT
AngloGold Ashanti
AU
$48.7B
| $410K | ﹤0.01% |
50,000
-3,500
| -7% | -$25.9K |
|
4073
Interface
TILE
$2.22B
| $410K | ﹤0.01% |
18,268
+9,178
| +101% | +$226K |
|
|
CGI
4074
DELISTED
Celadon Group Inc
CGI
| $410K | ﹤0.01% |
25,556
-75,316
| -75% | -$1.49M |
|
4075
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
| $409K | ﹤0.01% |
16,670
-6,009
| -26% | -$154K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.