UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4001
Ameris Bancorp
ABCB
$6.02B
| $1.07M | ﹤0.01% |
27,968
+2,097
| +8% | +$83.4K |
|
4002
Viper Energy
VNOM
$15.2B
| $1.07M | ﹤0.01% |
38,503
-1,024
| -3% | -$28.2K |
|
4003
Brookfield Renewable
BEP
$10.4B
| $1.07M | ﹤0.01% |
49,348
-26,926
| -35% | -$725K |
|
|
EVBG
4004
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $1.07M | ﹤0.01% |
47,813
-2,983
| -6% | -$76.9K |
|
4005
Global E Online
GLBE
$7.12B
| $1.07M | ﹤0.01% |
26,942
-6,771
| -20% | -$273K |
|
4006
Riot Platforms
RIOT
$7.14B
| $1.07M | ﹤0.01% |
114,752
-17,259
| -13% | -$238K |
|
|
OPPJ
4007
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$287M
| $1.07M | ﹤0.01% |
+37,271
| New | +$1.03M |
|
|
FMN
4008
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
| $1.07M | ﹤0.01% |
111,710
-12,586
| -10% | -$130K |
|
|
ZUO
4009
DELISTED
Zuora, Inc.
ZUO
| $1.07M | ﹤0.01% |
129,815
+51,719
| +66% | +$510K |
|
4010
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
| $1.07M | ﹤0.01% |
21,795
+21,516
| +7,712% | +$1.05M |
|
4011
Dr. Reddy's Laboratories
RDY
$10.2B
| $1.06M | ﹤0.01% |
79,545
+2,260
| +3% | +$30.6K |
|
|
CHX
4012
DELISTED
ChampionX
CHX
| $1.06M | ﹤0.01% |
29,853
+14,589
| +96% | +$518K |
|
4013
Calumet Specialty Products
CLMT
$4.19B
| $1.06M | ﹤0.01% |
55,652
-4,716
| -8% | -$81.7K |
|
4014
Arrow Financial
AROW
$727M
| $1.06M | ﹤0.01% |
62,384
-28
| -0% | -$516 |
|
4015
Sonos
SONO
$1.93B
| $1.06M | ﹤0.01% |
82,186
-48,273
| -37% | -$716K |
|
|
RPC
4016
Ridgepost Capital
RPC
$956M
| $1.06M | ﹤0.01% |
90,723
+18,267
| +25% | +$214K |
|
4017
Progyny
PGNY
$2.02B
| $1.05M | ﹤0.01% |
30,979
+21,457
| +225% | +$810K |
|
4018
CALL
Amkor Technology
AMKR
$14.7B
| $1.05M | ﹤0.01% |
46,600
| – | – |
|
|
4019
PUT
Amkor Technology
AMKR
$14.7B
| $1.05M | ﹤0.01% |
46,600
| – | – |
|
4020
Arhaus
ARHS
$1.39B
| $1.05M | ﹤0.01% |
113,215
+102,097
| +918% | +$1.07M |
|
4021
Addus HomeCare
ADUS
$2.17B
| $1.05M | ﹤0.01% |
12,358
-1,744
| -12% | -$155K |
|
|
PML
4022
PIMCO Municipal Income Fund II
PML
$493M
| $1.05M | ﹤0.01% |
136,861
-21,648
| -14% | -$189K |
|
4023
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
| $1.05M | ﹤0.01% |
39,252
+2,585
| +7% | +$72.7K |
|
|
MRUS
4024
PUT
DELISTED
Merus
MRUS
| $1.05M | ﹤0.01% |
44,600
| – | – |
|
4025
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
| $1.05M | ﹤0.01% |
20,310
-1,076
| -5% | -$57K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.