UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IMLP
4001
DELISTED
iPath S&P MLP ETN
IMLP
| $1.24M | ﹤0.01% |
98,377
+6,956
| +8% | +$86.9K |
|
|
PFD
4002
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
| $1.24M | ﹤0.01% |
78,421
-1,791
| -2% | -$29.3K |
|
|
TPH
4003
DELISTED
Tri Pointe Homes
TPH
| $1.24M | ﹤0.01% |
58,815
-6,338
| -10% | -$143K |
|
|
AIV
4004
Aimco
AIV
$382M
| $1.24M | ﹤0.01% |
180,321
+105,412
| +141% | +$726K |
|
|
ORC
4005
Orchid Island Capital
ORC
$1.31B
| $1.23M | ﹤0.01% |
50,464
+19,924
| +65% | +$502K |
|
4006
PUT
Spire Global
SPIR
$552M
| $1.23M | ﹤0.01% |
+12,263
| New | +$1.03M |
|
4007
Brinker International
EAT
$9.82B
| $1.23M | ﹤0.01% |
25,054
+5,063
| +25% | +$275K |
|
4008
CALL
Airbnb
ABNB
$111B
| $1.23M | ﹤0.01% |
7,317
+3,517
| +93% | +$537K |
|
4009
Protagonist Therapeutics
PTGX
$9.65B
| $1.23M | ﹤0.01% |
69,215
+66,544
| +2,491% | +$2.84M |
|
|
MIN
4010
Aberdeen Intermediate Income Fund
MIN
$279M
| $1.23M | ﹤0.01% |
338,577
-21,279
| -6% | -$78.6K |
|
|
ECHO
4011
EchoStar
ECHO
$25.7B
| $1.22M | ﹤0.01% |
47,936
-39,101
| -45% | -$965K |
|
4012
Costamare
CMRE
$1.69B
| $1.22M | ﹤0.01% |
78,940
+12,372
| +19% | +$160K |
|
4013
Triumph Financial Inc
TFIN
$1.81B
| $1.22M | ﹤0.01% |
12,198
-25,140
| -67% | -$2.01M |
|
4014
Power Integrations
POWI
$3.57B
| $1.22M | ﹤0.01% |
12,332
-3,758
| -23% | -$364K |
|
4015
Krystal Biotech
KRYS
$9.78B
| $1.22M | ﹤0.01% |
23,323
+21,315
| +1,062% | +$1.26M |
|
4016
Alto Ingredients
ALTO
$319M
| $1.22M | ﹤0.01% |
245,943
+240,567
| +4,475% | +$1.21M |
|
|
HAPN
4017
Happen Inc
HAPN
$2.24B
| $1.21M | ﹤0.01% |
42,958
+27,359
| +175% | +$678K |
|
4018
New York Times
NYT
$10.3B
| $1.21M | ﹤0.01% |
24,631
-74,888
| -75% | -$3.54M |
|
4019
Byline Bancorp
BY
$1.75B
| $1.21M | ﹤0.01% |
49,350
-685
| -1% | -$16.4K |
|
4020
KB Home
KBH
$3.51B
| $1.21M | ﹤0.01% |
31,145
-13,438
| -30% | -$558K |
|
|
FREEW
4021
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
| $1.21M | ﹤0.01% |
781,805
-6,758
| -0.9% | -$11.5K |
|
|
JCO
4022
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
| $1.21M | ﹤0.01% |
147,733
-428
| -0.3% | -$3.54K |
|
4023
Hope Bancorp
HOPE
$1.8B
| $1.21M | ﹤0.01% |
83,737
-116,653
| -58% | -$1.59M |
|
|
GATO
4024
DELISTED
Gatos Silver, Inc.
GATO
| $1.21M | ﹤0.01% |
+103,977
| New | +$1.45M |
|
4025
PUT
New Oriental
EDU
$8.91B
| $1.21M | ﹤0.01% |
58,890
-15,000
| -20% | -$476K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.