UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4001
OneSpan
OSPN
$645M
| $1.02M | ﹤0.01% |
49,430
+43,966
| +805% | +$945K |
|
4002
Alaunos Therapeutics
TCRT
$3.05M
| $1.02M | ﹤0.01% |
2,704
-267
| -9% | -$106K |
|
|
BNFT
4003
DELISTED
Benefitfocus, Inc.
BNFT
| $1.02M | ﹤0.01% |
70,606
+70,348
| +27,267% | +$858K |
|
4004
National Bank Holdings
NBHC
$1.82B
| $1.02M | ﹤0.01% |
31,164
+22,560
| +262% | +$716K |
|
|
ROCC
4005
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $1.02M | ﹤0.01% |
100,508
+28,088
| +39% | +$265K |
|
4006
CALL
Crown Castle
CCI
$31.1B
| $1.02M | ﹤0.01% |
+6,400
| New | +$1.04M |
|
|
BSMM
4007
DELISTED
Invesco BulletShares 2022 Municipal Bond ETF
BSMM
| $1.02M | ﹤0.01% |
40,007
+13,306
| +50% | +$338K |
|
4008
Shutterstock
SSTK
$168M
| $1.02M | ﹤0.01% |
14,188
+4,890
| +53% | +$325K |
|
4009
Twist Bioscience
TWST
$11.1B
| $1.02M | ﹤0.01% |
7,207
-582
| -7% | -$64.6K |
|
4010
America's Car Mart
CRMT
$14.5M
| $1.02M | ﹤0.01% |
9,264
+2,415
| +35% | +$243K |
|
4011
Ambev
ABEV
$45.3B
| $1.02M | ﹤0.01% |
332,131
+104,909
| +46% | +$283K |
|
4012
Casella Waste Systems
CWST
$5.67B
| $1.01M | ﹤0.01% |
16,389
+5,950
| +57% | +$353K |
|
4013
MarineMax
HZO
$1.16B
| $1.01M | ﹤0.01% |
28,886
+19,285
| +201% | +$604K |
|
|
SILV
4014
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
| $1.01M | ﹤0.01% |
90,571
+70,456
| +350% | +$662K |
|
4015
Federal Agricultural Mortgage
AGM
$2.4B
| $1.01M | ﹤0.01% |
13,603
+7,306
| +116% | +$508K |
|
|
PNF
4016
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $1.01M | ﹤0.01% |
86,471
-12,397
| -13% | -$142K |
|
4017
iShares Global Utilities ETF
JXI
$293M
| $1.01M | ﹤0.01% |
16,796
-1,651
| -9% | -$98.2K |
|
4018
CALL
Castle Biosciences
CSTL
$1.08B
| $1.01M | ﹤0.01% |
+15,000
| New | +$813K |
|
|
4019
PUT
Castle Biosciences
CSTL
$1.08B
| $1.01M | ﹤0.01% |
+15,000
| New | +$813K |
|
|
GRP.U
4020
DELISTED
Granite Real Estate Investment Trust
GRP.U
| $1.01M | ﹤0.01% |
16,471
+14,151
| +610% | +$832K |
|
|
RCS
4021
PIMCO Strategic Income Fund
RCS
$234M
| $1.01M | ﹤0.01% |
145,380
-22,896
| -14% | -$151K |
|
|
VRE
4022
DELISTED
Veris Residential
VRE
| $1.01M | ﹤0.01% |
80,819
+6,666
| +9% | +$85K |
|
4023
M/I Homes
MHO
$3.51B
| $1.01M | ﹤0.01% |
22,707
-14,724
| -39% | -$664K |
|
4024
Maravai LifeSciences
MRVI
$1.04B
| $1.01M | ﹤0.01% |
+35,875
| New | +$999K |
|
4025
Vicor
VICR
$10.3B
| $1.01M | ﹤0.01% |
10,913
+50
| +0.5% | +$4.2K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.