UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MVC
4001
DELISTED
MVC Capital, Inc.
MVC
| $624K | ﹤0.01% |
79,806
-4,126
| -5% | -$30K |
|
4002
iShares MSCI Chile ETF
ECH
$1.06B
| $622K | ﹤0.01% |
25,804
+8,778
| +52% | +$229K |
|
4003
Hamilton Lane
HLNE
$5.57B
| $622K | ﹤0.01% |
9,626
+1,475
| +18% | +$101K |
|
4004
Nuveen Select Maturities Municipal Fund
NIM
$117M
| $622K | ﹤0.01% |
59,282
+27,482
| +86% | +$287K |
|
4005
PRA Group
PRAA
$755M
| $622K | ﹤0.01% |
15,566
+1,917
| +14% | +$79.7K |
|
4006
NatWest
NWG
$76.4B
| $621K | ﹤0.01% |
214,442
+3,095
| +1% | +$9.59K |
|
4007
Archrock
AROC
$5.8B
| $619K | ﹤0.01% |
115,062
+32,461
| +39% | +$212K |
|
4008
Blackbaud
BLKB
$2.08B
| $619K | ﹤0.01% |
11,084
+4,778
| +76% | +$286K |
|
|
MGIC
4009
DELISTED
Magic Software Enterprises
MGIC
| $619K | ﹤0.01% |
47,167
+19,569
| +71% | +$255K |
|
|
NGD
4010
DELISTED
New Gold Inc
NGD
| $619K | ﹤0.01% |
364,604
+12,881
| +4% | +$20.7K |
|
4011
RPC Inc
RES
$1.3B
| $619K | ﹤0.01% |
234,304
-8,604
| -4% | -$26.8K |
|
|
CEM
4012
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $616K | ﹤0.01% |
55,703
+9,503
| +21% | +$136K |
|
|
IDE
4013
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
| $615K | ﹤0.01% |
64,712
-16,722
| -21% | -$155K |
|
4014
Energy Fuels
UUUU
$3.53B
| $615K | ﹤0.01% |
366,056
-57,703
| -14% | -$99.2K |
|
|
VFL
4015
DELISTED
abrdn National Municipal Income Fund
VFL
| $615K | ﹤0.01% |
49,851
+1,951
| +4% | +$24.7K |
|
|
MUH
4016
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $614K | ﹤0.01% |
41,872
+26,247
| +168% | +$390K |
|
|
AEVA
4017
Aeva Technologies
AEVA
$1.86B
| $613K | ﹤0.01% |
12,260
-21,650
| -64% | -$1.08M |
|
4018
Invesco S&P Spin-Off ETF
CSD
$228M
| $612K | ﹤0.01% |
14,081
+356
| +3% | +$14.9K |
|
4019
VanEck Mortgage REIT Income ETF
MORT
$385M
| $612K | ﹤0.01% |
43,952
-6,129
| -12% | -$84.5K |
|
|
NXC
4020
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
| $612K | ﹤0.01% |
38,236
+326
| +0.9% | +$5.25K |
|
4021
Kulicke & Soffa
KLIC
$4.78B
| $610K | ﹤0.01% |
27,238
+9,377
| +52% | +$222K |
|
4022
Unisys
UIS
$217M
| $609K | ﹤0.01% |
57,036
-16,815
| -23% | -$193K |
|
|
PINC
4023
DELISTED
Premier
PINC
| $606K | ﹤0.01% |
18,451
-1,253
| -6% | -$41.6K |
|
|
WEA
4024
Western Asset Premier Bond Fund
WEA
$124M
| $606K | ﹤0.01% |
46,875
+17,283
| +58% | +$235K |
|
4025
Grupo Cibest SA
CIB
$21.1B
| $605K | ﹤0.01% |
23,708
-4,078
| -15% | -$112K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.