UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWTX
3976
DELISTED
SpringWorks Therapeutics
SWTX
| $1.54M | ﹤0.01% |
24,913
-18,047
| -42% | -$1.19M |
|
3977
CEL-SCI Corp
CVM
$25.7M
| $1.54M | ﹤0.01% |
7,245
-480
| -6% | -$147K |
|
|
HEQ
3978
John Hancock Hedged Equity & Income Fund
HEQ
$140M
| $1.54M | ﹤0.01% |
118,533
+1,549
| +1% | +$19.9K |
|
|
PMO
3979
Franklin Municipal Opportunities Trust
PMO
$286M
| $1.54M | ﹤0.01% |
107,003
-55,155
| -34% | -$769K |
|
|
NIU
3980
Niu Technologies
NIU
$159M
| $1.54M | ﹤0.01% |
95,587
+37,623
| +65% | +$830K |
|
|
VRE
3981
DELISTED
Veris Residential
VRE
| $1.54M | ﹤0.01% |
83,776
-11,478
| -12% | -$210K |
|
3982
Shoals Technologies Group
SHLS
$1.46B
| $1.54M | ﹤0.01% |
63,352
-54,042
| -46% | -$1.55M |
|
3983
Dimensional Emerging Core Equity Market ETF
DFAE
$9.84B
| $1.54M | ﹤0.01% |
56,227
+21,050
| +60% | +$578K |
|
|
RSVR
3984
Reservoir Media
RSVR
$657M
| $1.54M | ﹤0.01% |
194,433
-78,627
| -29% | -$661K |
|
|
TSVT
3985
DELISTED
2seventy bio
TSVT
| $1.54M | ﹤0.01% |
+59,947
| New | +$1.87M |
|
|
EOD
3986
Allspring Global Dividend Opportunity Fund
EOD
$287M
| $1.54M | ﹤0.01% |
260,771
+15,740
| +6% | +$91K |
|
3987
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
| $1.53M | ﹤0.01% |
47,997
+15,636
| +48% | +$492K |
|
|
MVT
3988
DELISTED
BlackRock MuniVest Fund II
MVT
| $1.53M | ﹤0.01% |
96,607
+7,416
| +8% | +$112K |
|
3989
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$307M
| $1.53M | ﹤0.01% |
90,672
-20,823
| -19% | -$361K |
|
3990
Evolent Health
EVH
$465M
| $1.53M | ﹤0.01% |
55,252
+22,011
| +66% | +$631K |
|
|
FTF
3991
Franklin Limited Duration Income Trust
FTF
$236M
| $1.53M | ﹤0.01% |
168,224
+47,454
| +39% | +$428K |
|
3992
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
| $1.53M | ﹤0.01% |
20,239
-6,464
| -24% | -$491K |
|
3993
Bloomin' Brands
BLMN
$948M
| $1.53M | ﹤0.01% |
72,858
-68,412
| -48% | -$1.44M |
|
3994
Viking Therapeutics
VKTX
$4B
| $1.53M | ﹤0.01% |
332,161
+61,347
| +23% | +$344K |
|
|
KMF
3995
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $1.53M | ﹤0.01% |
212,440
+14,757
| +7% | +$109K |
|
3996
Aaon
AAON
$6.99B
| $1.53M | ﹤0.01% |
28,824
+24,708
| +600% | +$1.24M |
|
3997
4D Molecular Therapeutics
FDMT
$598M
| $1.52M | ﹤0.01% |
69,350
+68,094
| +5,421% | +$1.67M |
|
3998
Steven Madden
SHOO
$3.48B
| $1.52M | ﹤0.01% |
32,728
+14,089
| +76% | +$649K |
|
3999
PUT
Woodward
WWD
$21.3B
| $1.52M | ﹤0.01% |
13,900
+6,200
| +81% | +$696K |
|
|
MIMO
4000
DELISTED
Airspan Networks Holdings Inc
MIMO
| $1.52M | ﹤0.01% |
401,427
+198,942
| +98% | +$1.18M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.