UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3976
CALL
Regions Financial
RF
$26.9B
| $1.28M | ﹤0.01% |
60,000
| – | – |
|
3977
CALL
Wayfair
W
$14.2B
| $1.28M | ﹤0.01% |
5,000
| – | – |
|
3978
Cinemark Holdings
CNK
$4.31B
| $1.28M | ﹤0.01% |
66,498
+13,008
| +24% | +$221K |
|
3979
CALL
Twilio
TWLO
$39.2B
| $1.28M | ﹤0.01% |
4,000
| – | – |
|
|
WTPI
3980
WisdomTree Equity Premium Income Fund
WTPI
$504M
| $1.27M | ﹤0.01% |
39,185
-7,019
| -15% | -$228K |
|
3981
Barron's 400 ETF
BFOR
$236M
| $1.27M | ﹤0.01% |
86,420
-8,376
| -9% | -$125K |
|
3982
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.58B
| $1.27M | ﹤0.01% |
55,451
+3,790
| +7% | +$87.8K |
|
3983
CALL
Haemonetics
HAE
$3.98B
| $1.27M | ﹤0.01% |
+18,000
| New | +$1.14M |
|
3984
AbCellera Biologics
ABCL
$3.02B
| $1.27M | ﹤0.01% |
63,407
+22,389
| +55% | +$396K |
|
|
UCTT
3985
Ultra Clean Holdings
UCTT
$3.81B
| $1.27M | ﹤0.01% |
29,798
+22,905
| +332% | +$1.08M |
|
3986
Global X Cybersecurity ETF
BUG
$1.5B
| $1.27M | ﹤0.01% |
41,553
-3,588
| -8% | -$110K |
|
|
STK
3987
Columbia Seligman Premium Technology Growth Fund
STK
$929M
| $1.26M | ﹤0.01% |
38,349
-595
| -2% | -$20.1K |
|
|
ACCD
3988
DELISTED
Accolade Inc
ACCD
| $1.26M | ﹤0.01% |
29,950
+1,994
| +7% | +$93.7K |
|
3989
iShares MSCI Agriculture Producers ETF
VEGI
$149M
| $1.26M | ﹤0.01% |
32,410
-8,228
| -20% | -$323K |
|
3990
Northwest Bancshares
NWBI
$2.29B
| $1.26M | ﹤0.01% |
94,936
-3,191
| -3% | -$41.9K |
|
3991
Energy Fuels
UUUU
$3.65B
| $1.26M | ﹤0.01% |
179,615
-57,234
| -24% | -$326K |
|
3992
Stereotaxis
STXS
$145M
| $1.26M | ﹤0.01% |
234,095
+10,910
| +5% | +$82.3K |
|
3993
First Trust Utilities AlphaDEX Fund
FXU
$821M
| $1.25M | ﹤0.01% |
42,410
-201,599
| -83% | -$6.26M |
|
3994
RadNet
RDNT
$5.93B
| $1.25M | ﹤0.01% |
42,732
+40,015
| +1,473% | +$1.28M |
|
|
FMBI
3995
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $1.25M | ﹤0.01% |
65,546
-101,731
| -61% | -$1.87M |
|
3996
CALL
Evolent Health
EVH
$479M
| $1.24M | ﹤0.01% |
+40,000
| New | +$960K |
|
|
3997
PUT
Evolent Health
EVH
$479M
| $1.24M | ﹤0.01% |
+40,000
| New | +$960K |
|
3998
Funko
FNKO
$345M
| $1.24M | ﹤0.01% |
68,068
+18,922
| +39% | +$357K |
|
3999
BlackRock Resources & Commodities Strategy Trust
BCX
$967M
| $1.24M | ﹤0.01% |
138,744
-13,433
| -9% | -$123K |
|
4000
Sana Biotechnology
SANA
$1.02B
| $1.24M | ﹤0.01% |
55,005
+46,367
| +537% | +$973K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.