UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ERH
3976
Allspring Utilities & High Income Fund
ERH
$103M
| $644K | ﹤0.01% |
53,610
-5,598
| -9% | -$71.3K |
|
3977
Rush Enterprises Class A
RUSHA
$6.22B
| $644K | ﹤0.01% |
28,672
-31,691
| -53% | -$673K |
|
|
SYG
3978
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
| $643K | ﹤0.01% |
5,970
+1,923
| +48% | +$200K |
|
|
PNNT
3979
Pennant Park Investment Corp
PNNT
$241M
| $642K | ﹤0.01% |
201,176
-14,153
| -7% | -$47.4K |
|
|
USX
3980
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
| $641K | ﹤0.01% |
77,685
+70,629
| +1,001% | +$602K |
|
|
ATNX
3981
DELISTED
Athenex, Inc. Common Stock
ATNX
| $641K | ﹤0.01% |
2,647
-464
| -15% | -$111K |
|
3982
Afya
AFYA
$1.27B
| $640K | ﹤0.01% |
23,467
+973
| +4% | +$24.4K |
|
3983
Cal-Maine
CALM
$3.99B
| $638K | ﹤0.01% |
16,636
-9,192
| -36% | -$389K |
|
3984
Energy Recovery
ERII
$443M
| $638K | ﹤0.01% |
77,793
-14,409
| -16% | -$116K |
|
|
BRY
3985
DELISTED
Berry Corp
BRY
| $637K | ﹤0.01% |
200,813
-7,049
| -3% | -$29.6K |
|
3986
Horizon Technology Finance
HRZN
$311M
| $635K | ﹤0.01% |
51,693
-5,377
| -9% | -$63.6K |
|
3987
City Holding Co
CHCO
$2.04B
| $632K | ﹤0.01% |
10,973
+821
| +8% | +$51.4K |
|
3988
FB Financial Corp
FBK
$3.04B
| $632K | ﹤0.01% |
25,141
+22,285
| +780% | +$576K |
|
|
JIH
3989
DELISTED
Juniper Industrial Holdings, Inc.
JIH
| $631K | ﹤0.01% |
60,288
-89,595
| -60% | -$909K |
|
|
EGOV
3990
DELISTED
NIC Inc
EGOV
| $631K | ﹤0.01% |
32,072
-11,126
| -26% | -$240K |
|
|
AXIA.PR
3991
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
| $629K | ﹤0.01% |
145,226
+145,208
| +806,711% | +$776K |
|
3992
Griffon
GFF
$4.86B
| $628K | ﹤0.01% |
32,108
-5,885
| -15% | -$121K |
|
3993
Inovio Pharmaceuticals
INO
$69M
| $628K | ﹤0.01% |
4,512
+277
| +7% | +$57.8K |
|
|
VSTO
3994
DELISTED
Vista Outdoor Inc.
VSTO
| $628K | ﹤0.01% |
31,103
-4,855
| -14% | -$88.9K |
|
|
CIM
3995
Chimera Investment
CIM
$1B
| $627K | ﹤0.01% |
25,482
-33,386
| -57% | -$889K |
|
3996
Chunghwa Telecom
CHT
$33B
| $626K | ﹤0.01% |
17,291
+13,520
| +359% | +$500K |
|
|
RAPT
3997
DELISTED
RAPT Therapeutics
RAPT
| $626K | ﹤0.01% |
2,427
+481
| +25% | +$107K |
|
|
AIMC
3998
DELISTED
Altra Industrial Motion Corp
AIMC
| $625K | ﹤0.01% |
16,920
-14,674
| -46% | -$539K |
|
3999
BancFirst
BANF
$3.8B
| $624K | ﹤0.01% |
15,273
+2,721
| +22% | +$115K |
|
4000
Pathward Financial
CASH
$1.8B
| $624K | ﹤0.01% |
32,471
-2
| -0% | -$38 |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.