UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARQL
3976
DELISTED
Arqule Inc
ARQL
| $970K | ﹤0.01% |
135,339
+98,341
| +266% | +$924K |
|
3977
CALL
Copa Holdings
CPA
$5.8B
| $968K | ﹤0.01% |
+9,800
| New | +$987K |
|
|
EBSB
3978
DELISTED
Meridian Bancorp, Inc.
EBSB
| $968K | ﹤0.01% |
51,605
+29,995
| +139% | +$546K |
|
|
KNL
3979
DELISTED
Knoll, Inc.
KNL
| $966K | ﹤0.01% |
38,087
-213,540
| -85% | -$5.06M |
|
3980
First Bancorp
FBNC
$2.68B
| $965K | ﹤0.01% |
26,858
+16,513
| +160% | +$592K |
|
3981
CALL
lululemon athletica
LULU
$14.6B
| $963K | ﹤0.01% |
5,000
-40,000
| -89% | -$7.48M |
|
3982
Wyndham Hotels & Resorts
WH
$5.48B
| $962K | ﹤0.01% |
18,589
-13,108
| -41% | -$717K |
|
3983
PUT
Ericsson
ERIC
$33.3B
| $958K | ﹤0.01% |
+120,000
| New | +$1.02M |
|
3984
Q2 Holdings
QTWO
$3.92B
| $956K | ﹤0.01% |
12,129
+10,992
| +967% | +$908K |
|
3985
Bar Harbor Bankshares
BHB
$666M
| $955K | ﹤0.01% |
38,308
+28,001
| +272% | +$668K |
|
3986
Gossamer Bio
GOSS
$87M
| $955K | ﹤0.01% |
56,854
+6,047
| +12% | +$120K |
|
3987
Health Catalyst
HCAT
$128M
| $954K | ﹤0.01% |
+30,135
| New | +$1.19M |
|
|
TIVO
3988
DELISTED
Tivo Inc
TIVO
| $954K | ﹤0.01% |
125,322
-146,767
| -54% | -$1.12M |
|
3989
Moderna
MRNA
$23.6B
| $952K | ﹤0.01% |
59,854
+34,320
| +134% | +$507K |
|
|
PRVL
3990
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
| – | – |
-10,485
| Closed | -$119K |
|
3991
Global X MSCI China Consumer Discretionary ETF
CHIQ
$127M
| $951K | ﹤0.01% |
59,292
+4,914
| +9% | +$79.2K |
|
3992
Domo
DOMO
$184M
| $951K | ﹤0.01% |
59,523
+57,401
| +2,705% | +$1.39M |
|
|
DNR
3993
DELISTED
Denbury Resources, Inc.
DNR
| $949K | ﹤0.01% |
798,143
-720,599
| -47% | -$831K |
|
3994
Appian
APPN
$2.48B
| $946K | ﹤0.01% |
19,916
-4,929
| -20% | -$231K |
|
3995
CrossAmerica Partners
CAPL
$817M
| $946K | ﹤0.01% |
55,432
-7,287
| -12% | -$123K |
|
3996
CALL
Humana
HUM
$46.2B
| $946K | ﹤0.01% |
3,700
-300
| -8% | -$84.1K |
|
3997
Invesco S&P Spin-Off ETF
CSD
$228M
| $945K | ﹤0.01% |
20,339
-2,672
| -12% | -$126K |
|
|
DOO
3998
Bombardier Recreational Products
DOO
$4.77B
| $945K | ﹤0.01% |
24,263
-1,311
| -5% | -$46.2K |
|
3999
IMAX
IMAX
$2.66B
| $945K | ﹤0.01% |
43,010
+30,138
| +234% | +$639K |
|
4000
Central Garden & Pet Co Class A
CENTA
$2.44B
| $943K | ﹤0.01% |
42,529
-31,210
| -42% | -$621K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.