UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Vanguard Short-Term Treasury ETF
VGSH
$34.5B
| $139M | 0.05% |
2,263,579
-3,503,791
| -61% | -$217M |
|
377
Vanguard Financials ETF
VFH
$13.3B
| $139M | 0.05% |
1,907,999
-18,667
| -1% | -$1.23M |
|
378
PUT
Beyond Meat
BYND
$172M
| $139M | 0.05% |
37,047
+35,130
| +1,833% | +$159M |
|
379
iShares Semiconductor ETF
SOXX
$42.6B
| $139M | 0.05% |
1,097,793
-256,020
| -19% | -$29.4M |
|
380
PUT
American Airlines Group
AAL
$8.45B
| $138M | 0.05% |
8,775,400
+6,965,100
| +385% | +$96.5M |
|
381
Emerson Electric
EMR
$82B
| $137M | 0.05% |
1,706,830
+353,876
| +26% | +$26.3M |
|
382
CALL
Netflix
NFLX
$324B
| $137M | 0.05% |
2,535,000
+734,250
| +41% | +$37.2M |
|
383
iShares MSCI Mexico ETF
EWW
$1.71B
| $137M | 0.05% |
3,183,804
+423,858
| +15% | +$16.5M |
|
384
Alcon
ALC
$32.8B
| $136M | 0.05% |
2,062,164
+349,781
| +20% | +$21.9M |
|
|
SPLK
385
DELISTED
Splunk Inc
SPLK
| $135M | 0.05% |
794,819
+50,306
| +7% | +$9.62M |
|
386
Freeport-McMoran
FCX
$99.6B
| $135M | 0.05% |
5,187,973
+819,483
| +19% | +$17M |
|
387
Advance Auto Parts
AAP
$2.62B
| $134M | 0.05% |
852,675
+540,535
| +173% | +$83.4M |
|
388
Booking.com
BKNG
$129B
| $134M | 0.05% |
1,503,075
+329,450
| +28% | +$25.4M |
|
389
CALL
iShares China Large-Cap ETF
FXI
$4.1B
| $134M | 0.05% |
2,878,100
-260,400
| -8% | -$11.9M |
|
390
Yum! Brands
YUM
$38.4B
| $133M | 0.05% |
1,227,875
-128,263
| -9% | -$13.1M |
|
391
CALL
Alphabet (Google) Class C
GOOG
$4.18T
| $132M | 0.04% |
1,512,000
+815,040
| +117% | +$68.8M |
|
392
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
| $131M | 0.04% |
2,470,993
-331,217
| -12% | -$16.4M |
|
393
CALL
American Express
AXP
$219B
| $131M | 0.04% |
1,083,600
+852,100
| +368% | +$94.4M |
|
394
iShares Short Maturity Bond ETF
NEAR
$5.15B
| $131M | 0.04% |
2,604,228
-139,372
| -5% | -$6.99M |
|
395
Vanguard Total International Stock ETF
VXUS
$162B
| $130M | 0.04% |
2,165,276
+90,946
| +4% | +$5.12M |
|
396
Constellation Brands
STZ
$21.1B
| $130M | 0.04% |
593,404
+14,516
| +3% | +$2.85M |
|
397
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
| $130M | 0.04% |
1,768,392
-443,435
| -20% | -$31.2M |
|
398
Texas Capital Bancshares
TCBI
$4.25B
| $129M | 0.04% |
2,175,083
+1,465,426
| +206% | +$72.4M |
|
399
iShares S&P 100 ETF
OEF
$20.1B
| $129M | 0.04% |
752,086
-52,065
| -6% | -$8.5M |
|
400
Vanguard Extended Market ETF
VXF
$30.6B
| $129M | 0.04% |
783,168
+64,209
| +9% | +$9.52M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.