UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
CALL
CVS Health
CVS
$121B
| $112M | 0.04% |
1,778,700
+1,510,100
| +562% | +$89.5M |
|
377
Norfolk Southern
NSC
$72.2B
| $111M | 0.04% |
619,098
+62,815
| +11% | +$11.6M |
|
|
TSG
378
DELISTED
The Stars Group Inc.
TSG
| $111M | 0.04% |
5,788,636
+5,142,650
| +796% | +$79.9M |
|
379
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$305M
| $111M | 0.04% |
1,701
+1,223
| +256% | +$87.9M |
|
380
PUT
State Street Technology Select Sector SPDR ETF
XLK
$120B
| $110M | 0.04% |
2,743,800
+433,400
| +19% | +$17.3M |
|
381
Vanguard Extended Market ETF
VXF
$30.6B
| $110M | 0.04% |
941,489
-42,669
| -4% | -$5.02M |
|
382
Capital One
COF
$127B
| $109M | 0.04% |
1,201,933
+208,319
| +21% | +$18.7M |
|
383
Vanguard Total International Bond ETF
BNDX
$82.3B
| $109M | 0.04% |
1,856,601
-703
| -0% | -$41K |
|
384
Zoetis
ZTS
$30.3B
| $109M | 0.04% |
875,041
+141,788
| +19% | +$17.1M |
|
385
Toronto Dominion Bank
TD
$198B
| $109M | 0.04% |
1,437,282
+243,175
| +20% | +$13.8M |
|
386
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $109M | 0.04% |
4,091,485
-695
| -0% | -$18.4K |
|
387
CALL
Netflix
NFLX
$326B
| $108M | 0.04% |
4,051,460
+1,236,900
| +44% | +$38.7M |
|
388
iShares Russell 3000 ETF
IWV
$20.1B
| $108M | 0.04% |
623,878
-83,104
| -12% | -$14.4M |
|
389
Hilton Grand Vacations
HGV
$2.97B
| $107M | 0.04% |
3,359,031
+2,023,951
| +152% | +$63.7M |
|
390
iShares MSCI ACWI ETF
ACWI
$32.7B
| $107M | 0.04% |
1,451,547
-55,289
| -4% | -$4.05M |
|
391
BP
BP
$121B
| $107M | 0.04% |
2,804,554
-86,839
| -3% | -$3.31M |
|
392
PUT
Wells Fargo
WFC
$269B
| $106M | 0.04% |
2,109,600
+225,000
| +12% | +$10.6M |
|
393
PUT
Boeing
BA
$166B
| $105M | 0.04% |
275,840
+25,540
| +10% | +$9.13M |
|
394
PUT
Hershey
HSY
$34.3B
| $105M | 0.04% |
675,000
-50,000
| -7% | -$7.55M |
|
395
Southern Company
SO
$99.2B
| $104M | 0.04% |
1,685,963
+294,880
| +21% | +$17.1M |
|
396
Emerson Electric
EMR
$81.9B
| $104M | 0.04% |
1,549,934
+44,416
| +3% | +$2.79M |
|
|
PPLI
397
People Inc
PPLI
$2.88B
| $103M | 0.04% |
2,655,054
+529,465
| +25% | +$22.6M |
|
|
WBA
398
DELISTED
Walgreens Boots Alliance
WBA
| $103M | 0.04% |
1,857,495
+254,603
| +16% | +$13.6M |
|
399
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.59B
| $103M | 0.04% |
1,284,128
-49,784
| -4% | -$3.92M |
|
|
TCP
400
DELISTED
TC Pipelines LP
TCP
| $103M | 0.04% |
2,521,672
+201,030
| +9% | +$7.84M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.