UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NIU
3926
Niu Technologies
NIU
$158M
| $1.34M | ﹤0.01% |
57,964
+49,062
| +551% | +$1.31M |
|
3927
PUT
Kinross Gold
KGC
$32.2B
| $1.34M | ﹤0.01% |
250,000
| – | – |
|
3928
CALL
Equinox Gold
EQX
$13.5B
| $1.34M | ﹤0.01% |
202,500
+167,100
| +472% | +$1.12M |
|
3929
Opendoor
OPEN
$3.4B
| $1.34M | ﹤0.01% |
67,264
-344,454
| -84% | -$5.57M |
|
|
PGRE
3930
DELISTED
Paramount Group
PGRE
| $1.33M | ﹤0.01% |
148,370
+56,136
| +61% | +$520K |
|
|
RPT
3931
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $1.33M | ﹤0.01% |
104,557
+51,226
| +96% | +$653K |
|
3932
Alaunos Therapeutics
TCRT
$4.79M
| $1.33M | ﹤0.01% |
4,883
+2,516
| +106% | +$769K |
|
3933
State Street SPDR S&P Pharmaceuticals ETF
XPH
$510M
| $1.33M | ﹤0.01% |
28,104
-741
| -3% | -$36.8K |
|
3934
Dimensional US Small Cap ETF
DFAS
$15.8B
| $1.33M | ﹤0.01% |
23,158
-896
| -4% | -$51.7K |
|
|
MTLS
3935
Materialise
MTLS
$396M
| $1.33M | ﹤0.01% |
66,146
+6,483
| +11% | +$142K |
|
3936
NGL Energy Partners
NGL
$2.19B
| $1.33M | ﹤0.01% |
560,889
-922,677
| -62% | -$1.8M |
|
3937
CALL
Tenet Healthcare
THC
$21.1B
| $1.33M | ﹤0.01% |
20,000
| – | – |
|
3938
CALL
American Tower
AMT
$79.1B
| $1.33M | ﹤0.01% |
+5,000
| New | +$1.43M |
|
3939
State Street SPDR S&P Health Care Services ETF
XHS
$206M
| $1.33M | ﹤0.01% |
12,743
-3,364
| -21% | -$370K |
|
|
FTCH
3940
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $1.32M | ﹤0.01% |
35,360
-2,384,640
| -99% | -$106M |
|
3941
Wingstop
WING
$3.09B
| $1.32M | ﹤0.01% |
8,066
-4,407
| -35% | -$747K |
|
3942
Occidental Petroleum Corp Warrants
OXY.WS
$35B
| $1.32M | ﹤0.01% |
111,562
-11,547
| -9% | -$124K |
|
3943
TFI International
TFII
$11.6B
| $1.32M | ﹤0.01% |
12,938
-23,591
| -65% | -$2.52M |
|
3944
Box
BOX
$4.58B
| $1.32M | ﹤0.01% |
55,825
-3,368
| -6% | -$82.7K |
|
3945
CALL
CarMax
KMX
$8.33B
| $1.32M | ﹤0.01% |
10,300
-34,700
| -77% | -$4.62M |
|
3946
Medifast
MED
$130M
| $1.32M | ﹤0.01% |
6,842
-1,292
| -16% | -$318K |
|
|
WMC
3947
PUT
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $1.32M | ﹤0.01% |
50,500
| – | – |
|
3948
CALL
PagerDuty
PD
$909M
| $1.32M | ﹤0.01% |
+31,800
| New | +$1.35M |
|
3949
AerCap
AER
$23.7B
| $1.32M | ﹤0.01% |
22,759
-30,871
| -58% | -$1.65M |
|
|
CXH
3950
DELISTED
MFS Investment Grade Municipal Trust
CXH
| $1.31M | ﹤0.01% |
131,482
+6,552
| +5% | +$67.9K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.