UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3926
Rush Enterprises Class A
RUSHA
$6.22B
| $1.03M | ﹤0.01% |
60,336
-369,495
| -86% | -$6.15M |
|
|
MSGN
3927
DELISTED
MSG Networks Inc.
MSGN
| $1.03M | ﹤0.01% |
63,758
+32,684
| +105% | +$585K |
|
3928
AZZ Inc
AZZ
$4.54B
| $1.03M | ﹤0.01% |
23,589
+13,663
| +138% | +$597K |
|
3929
PUT
ResMed
RMD
$30.7B
| $1.03M | ﹤0.01% |
+7,600
| New | +$996K |
|
|
SMC
3930
Summit Midstream
SMC
$419M
| $1.03M | ﹤0.01% |
14,085
-5,554
| -28% | -$510K |
|
3931
CALL
D.R. Horton
DHI
$42.3B
| $1.02M | ﹤0.01% |
+19,400
| New | +$926K |
|
|
EVN
3932
Eaton Vance Municipal Income Trust
EVN
$426M
| $1.02M | ﹤0.01% |
79,417
-10,883
| -12% | -$138K |
|
|
TRST
3933
Trustco Bank Corp NY
TRST
$938M
| $1.02M | ﹤0.01% |
25,083
+10,408
| +71% | +$413K |
|
|
PHK
3934
PIMCO High Income Fund
PHK
$880M
| $1.02M | ﹤0.01% |
131,825
+4,396
| +3% | +$34.7K |
|
|
TPTX
3935
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
| $1.02M | ﹤0.01% |
27,114
+25,022
| +1,196% | +$1.09M |
|
|
CHMI
3936
Cherry Hill Mortgage Investment Corp
CHMI
$88.5M
| $1.02M | ﹤0.01% |
77,646
+8,579
| +12% | +$122K |
|
3937
Cinemark Holdings
CNK
$4.32B
| $1.02M | ﹤0.01% |
26,307
+1,549
| +6% | +$59.2K |
|
|
PGTI
3938
DELISTED
PGT, Inc.
PGTI
| $1.02M | ﹤0.01% |
58,827
+28,691
| +95% | +$451K |
|
3939
First Financial Corp
THFF
$969M
| $1.01M | ﹤0.01% |
23,356
+10,595
| +83% | +$441K |
|
|
TVRD
3940
Tvardi Therapeutics
TVRD
$23.4M
| $1.01M | ﹤0.01% |
1,542
-934
| -38% | -$776K |
|
3941
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
| $1.01M | ﹤0.01% |
48,530
-2,951
| -6% | -$61.8K |
|
|
MPX
3942
DELISTED
Marine Products Corp
MPX
| $1.01M | ﹤0.01% |
71,514
+2,793
| +4% | +$41.5K |
|
|
BAND
3943
Bandwidth Inc
BAND
$1.61B
| $1.01M | ﹤0.01% |
15,543
+5,001
| +47% | +$390K |
|
|
DWTR
3944
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
| $1.01M | ﹤0.01% |
32,212
-2,969
| -8% | -$95.4K |
|
3945
First American
FAF
$7.58B
| $1.01M | ﹤0.01% |
17,082
-807
| -5% | -$46.2K |
|
3946
Perdoceo Education
PRDO
$2.12B
| $1.01M | ﹤0.01% |
63,349
+41,737
| +193% | +$819K |
|
3947
Greenlight Captial
GLRE
$506M
| $1M | ﹤0.01% |
95,502
+15,155
| +19% | +$143K |
|
|
TSI
3948
TCW Strategic Income Fund
TSI
$213M
| $1M | ﹤0.01% |
176,670
-13,888
| -7% | -$79.4K |
|
|
PTR
3949
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $1M | ﹤0.01% |
19,664
-12,618
| -39% | -$655K |
|
3950
Mativ Holdings
MATV
$711M
| $999K | ﹤0.01% |
26,691
+15,385
| +136% | +$530K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.