UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDUS
3901
DELISTED
Radius Health, Inc.
RDUS
| $1.38M | ﹤0.01% |
111,268
+66,548
| +149% | +$959K |
|
3902
PUT
DraftKings
DKNG
$12.5B
| $1.38M | ﹤0.01% |
28,600
-1,400
| -5% | -$74.2K |
|
3903
CALL
JetBlue
JBLU
$2.18B
| $1.38M | ﹤0.01% |
+90,000
| New | +$1.38M |
|
|
DMF
3904
DELISTED
BNY Mellon Municipal Income
DMF
| $1.38M | ﹤0.01% |
142,830
-8,975
| -6% | -$85.4K |
|
3905
Fidelity MSCI Energy Index ETF
FENY
$2.05B
| $1.38M | ﹤0.01% |
95,439
+884
| +0.9% | +$12K |
|
3906
InterDigital
IDCC
$8.81B
| $1.38M | ﹤0.01% |
20,280
-14,768
| -42% | -$1.02M |
|
|
RMO
3907
DELISTED
Romeo Power, Inc.
RMO
| $1.38M | ﹤0.01% |
277,745
+227,953
| +458% | +$1.36M |
|
3908
iShares North American Natural Resources ETF
IGE
$783M
| $1.37M | ﹤0.01% |
46,789
+14,786
| +46% | +$425K |
|
|
DM
3909
DELISTED
Desktop Metal, Inc.
DM
| $1.37M | ﹤0.01% |
19,139
-634
| -3% | -$55.1K |
|
3910
Sabesp
SBS
$17.7B
| $1.37M | ﹤0.01% |
998,499
+722,934
| +262% | +$960K |
|
3911
PUT
KE Holdings
BEKE
$18.7B
| $1.37M | ﹤0.01% |
75,000
| – | – |
|
3912
PUT
Vistra
VST
$48.7B
| $1.37M | ﹤0.01% |
+80,000
| New | +$1.48M |
|
3913
CALL
Travelers Companies
TRV
$78.7B
| $1.37M | ﹤0.01% |
8,995
| – | – |
|
|
RWT
3914
Redwood Trust
RWT
$587M
| $1.37M | ﹤0.01% |
105,955
-17,125
| -14% | -$210K |
|
|
OPTU
3915
Optimum Communications Inc
OPTU
$319M
| $1.36M | ﹤0.01% |
65,788
-132,302
| -67% | -$3.85M |
|
3916
The Ensign Group
ENSG
$10.6B
| $1.36M | ﹤0.01% |
18,176
-38,075
| -68% | -$3.15M |
|
3917
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
| $1.36M | ﹤0.01% |
28,299
-23,067
| -45% | -$1.14M |
|
|
BNR
3918
Burning Rock Biotech
BNR
$110M
| $1.36M | ﹤0.01% |
7,596
+591
| +8% | +$131K |
|
3919
CALL
American Eagle Outfitters
AEO
$2.95B
| $1.36M | ﹤0.01% |
+52,600
| New | +$1.67M |
|
|
MVT
3920
DELISTED
BlackRock MuniVest Fund II
MVT
| $1.36M | ﹤0.01% |
89,191
-1,381
| -2% | -$22.1K |
|
3921
NETSCOUT
NTCT
$2.81B
| $1.35M | ﹤0.01% |
50,212
-9,055
| -15% | -$251K |
|
|
EOD
3922
Allspring Global Dividend Opportunity Fund
EOD
$286M
| $1.35M | ﹤0.01% |
245,031
+25,879
| +12% | +$151K |
|
|
MIMO
3923
DELISTED
Airspan Networks Holdings Inc
MIMO
| $1.35M | ﹤0.01% |
202,485
-97,515
| -33% | -$876K |
|
3924
MGE Energy Inc
MGEE
$3.06B
| $1.35M | ﹤0.01% |
18,386
+2,425
| +15% | +$190K |
|
3925
Syndax Pharmaceuticals
SNDX
$1.8B
| $1.35M | ﹤0.01% |
70,513
+52,141
| +284% | +$869K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.