UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3901
Select Water Solutions
WTTR
$2.61B
| $704K | ﹤0.01% |
183,321
-37,891
| -17% | -$179K |
|
3902
AquaBounty Technologies
AQB
$6.02M
| $703K | ﹤0.01% |
7,844
+6,774
| +633% | +$477K |
|
3903
Progyny
PGNY
$2.2B
| $703K | ﹤0.01% |
23,908
+2,050
| +9% | +$56.5K |
|
|
JPT
3904
DELISTED
Nuveen Preferred and Income Fund
JPT
| $702K | ﹤0.01% |
30,634
+1,456
| +5% | +$33.2K |
|
|
DMC
3905
Del Monte Corp
DMC
$1.45B
| $701K | ﹤0.01% |
30,605
+787
| +3% | +$18.5K |
|
|
SMM
3906
DELISTED
Salient Midstream & MLP Fund
SMM
| $701K | ﹤0.01% |
200,164
+52,377
| +35% | +$208K |
|
3907
CrossAmerica Partners
CAPL
$817M
| $700K | ﹤0.01% |
47,105
-2,390
| -5% | -$35.3K |
|
3908
Marcus & Millichap
MMI
$1.19B
| $700K | ﹤0.01% |
25,445
+24,536
| +2,699% | +$681K |
|
|
SLCA
3909
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $700K | ﹤0.01% |
233,340
+167,875
| +256% | +$624K |
|
3910
Delek Logistics
DKL
$3.02B
| $699K | ﹤0.01% |
24,628
-8,592
| -26% | -$253K |
|
3911
Usana Health Sciences
USNA
$286M
| $698K | ﹤0.01% |
9,479
-1,225
| -11% | -$98.3K |
|
|
XHR
3912
Xenia Hotels & Resorts
XHR
$1.79B
| $697K | ﹤0.01% |
79,340
-13,159
| -14% | -$116K |
|
|
NETI
3913
DELISTED
Eneti Inc.
NETI
| $697K | ﹤0.01% |
49,244
+17,947
| +57% | +$252K |
|
3914
Oceaneering
OII
$4.77B
| $695K | ﹤0.01% |
197,423
+97,158
| +97% | +$513K |
|
|
PRVL
3915
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
| $694K | ﹤0.01% |
68,161
-4,727
| -6% | -$63.4K |
|
3916
PUT
Adient
ADNT
$1.5B
| $693K | ﹤0.01% |
40,000
| – | – |
|
3917
Capital Southwest
CSWC
$1.6B
| $693K | ﹤0.01% |
49,352
-5,731
| -10% | -$80.6K |
|
|
BRFS
3918
DELISTED
BRF SA
BRFS
| $692K | ﹤0.01% |
210,830
-176,604
| -46% | -$678K |
|
3919
Performance Food Group
PFGC
$18B
| $692K | ﹤0.01% |
19,984
-223,054
| -92% | -$7.17M |
|
|
NKLA
3920
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
| $692K | ﹤0.01% |
+1,127
| New | +$1.31M |
|
3921
Frontdoor
FTDR
$6.26B
| $690K | ﹤0.01% |
17,731
+13,668
| +336% | +$583K |
|
3922
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
| $688K | ﹤0.01% |
9,969
+6,729
| +208% | +$463K |
|
3923
Invesco Food & Beverage ETF
PBJ
$107M
| $688K | ﹤0.01% |
21,044
-5,109
| -20% | -$169K |
|
|
BQH
3924
DELISTED
BlackRock New York Municipal Bond Trust
BQH
| $688K | ﹤0.01% |
43,698
+252
| +0.6% | +$4.01K |
|
3925
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.05B
| $687K | ﹤0.01% |
25,418
+9,814
| +63% | +$267K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.