UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATRI
3876
DELISTED
Atrion Corp
ATRI
| $1.43M | ﹤0.01% |
2,056
-121
| -6% | -$80.3K |
|
3877
Global X MSCI China Consumer Discretionary ETF
CHIQ
$124M
| $1.43M | ﹤0.01% |
51,075
+220
| +0.4% | +$6.69K |
|
|
VBIV
3878
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
| $1.43M | ﹤0.01% |
15,340
+13,430
| +703% | +$1.28M |
|
|
STKL
3879
DELISTED
SunOpta
STKL
| $1.43M | ﹤0.01% |
160,085
-130,099
| -45% | -$1.31M |
|
|
MNTV
3880
DELISTED
Momentive Global Inc. Common Stock
MNTV
| $1.43M | ﹤0.01% |
72,982
-2,987
| -4% | -$60.7K |
|
|
GER
3881
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
| $1.43M | ﹤0.01% |
132,500
-19,646
| -13% | -$210K |
|
3882
China Yuchai International
CYD
$1.75B
| $1.42M | ﹤0.01% |
104,722
-625
| -0.6% | -$9.08K |
|
3883
Precigen
PGEN
$2.46B
| $1.42M | ﹤0.01% |
284,985
+171,901
| +152% | +$990K |
|
3884
CALL
SoFi Technologies
SOFI
$23.2B
| $1.42M | ﹤0.01% |
89,408
-1,540,892
| -95% | -$24.2M |
|
|
GES
3885
CALL
DELISTED
Guess Inc
GES
| $1.42M | ﹤0.01% |
67,400
+57,400
| +574% | +$1.31M |
|
3886
TaskUs
TASK
$639M
| $1.42M | ﹤0.01% |
21,333
+20,670
| +3,118% | +$980K |
|
3887
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
| $1.41M | ﹤0.01% |
25,915
+752
| +3% | +$39.8K |
|
3888
Southside Bancshares
SBSI
$970M
| $1.41M | ﹤0.01% |
36,800
+963
| +3% | +$35.4K |
|
|
AVID
3889
DELISTED
Avid Technology Inc
AVID
| $1.41M | ﹤0.01% |
48,725
+3,933
| +9% | +$121K |
|
3890
Pacira BioSciences
PCRX
$971M
| $1.41M | ﹤0.01% |
25,081
-10,422
| -29% | -$601K |
|
3891
CALL
GXO Logistics
GXO
$5.36B
| $1.4M | ﹤0.01% |
+17,900
| New | +$1.4M |
|
|
PNF
3892
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $1.4M | ﹤0.01% |
111,850
+9,551
| +9% | +$124K |
|
3893
Hawkins
HWKN
$2.7B
| $1.4M | ﹤0.01% |
40,091
+688
| +2% | +$23.8K |
|
3894
Direxion Daily CSI China Internet Index Bull 2X ETF
CWEB
$248M
| $1.39M | ﹤0.01% |
7,180
+4,755
| +196% | +$1.2M |
|
3895
Trustmark
TRMK
$2.78B
| $1.39M | ﹤0.01% |
43,286
-39,977
| -48% | -$1.23M |
|
3896
PUT
Banco Bradesco
BBD
$35.1B
| $1.39M | ﹤0.01% |
399,300
| – | – |
|
|
BIG
3897
DELISTED
Big Lots, Inc.
BIG
| $1.39M | ﹤0.01% |
32,015
+281
| +0.9% | +$15.3K |
|
3898
AMC Entertainment Holdings
AMC
$2.12B
| $1.38M | ﹤0.01% |
3,635
+1,432
| +65% | +$577K |
|
3899
Haverty Furniture Companies
HVT
$449M
| $1.38M | ﹤0.01% |
41,002
-2,462
| -6% | -$91.6K |
|
|
RFM
3900
RiverNorth Flexible Municipal Income Fund
RFM
$91.5M
| $1.38M | ﹤0.01% |
59,019
-573
| -1% | -$13.8K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.