UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HEQ
3851
John Hancock Hedged Equity & Income Fund
HEQ
$141M
| $1.47M | ﹤0.01% |
116,984
+13,290
| +13% | +$177K |
|
3852
Portland General Electric
POR
$5.71B
| $1.47M | ﹤0.01% |
31,192
-292
| -0.9% | -$14.4K |
|
3853
Central Garden & Pet Co Class A
CENTA
$2.41B
| $1.46M | ﹤0.01% |
42,540
+36,600
| +616% | +$1.27M |
|
|
JHI
3854
John Hancock Investors Trust
JHI
$117M
| $1.46M | ﹤0.01% |
78,461
+36,377
| +86% | +$687K |
|
|
WCC
3855
WESCO International
WCC
$18B
| $1.46M | ﹤0.01% |
12,659
-31,531
| -71% | -$3.47M |
|
3856
CALL
Columbia Sportswear
COLM
$2.9B
| $1.46M | ﹤0.01% |
+15,200
| New | +$1.53M |
|
3857
CALL
Palantir
PLTR
$421B
| $1.46M | ﹤0.01% |
60,600
-400
| -0.7% | -$9.76K |
|
|
RUBY
3858
DELISTED
Rubius Therapeutics, Inc
RUBY
| $1.46M | ﹤0.01% |
81,470
+71,837
| +746% | +$1.56M |
|
|
BBT
3859
Beacon Financial Corp
BBT
$2.66B
| $1.45M | ﹤0.01% |
53,703
-16,819
| -24% | -$444K |
|
3860
Brady Corp
BRC
$4.49B
| $1.45M | ﹤0.01% |
28,582
+2,521
| +10% | +$133K |
|
|
GGZ
3861
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
| $1.45M | ﹤0.01% |
90,981
-319
| -0.3% | -$5.08K |
|
3862
Seer Inc
SEER
$121M
| $1.45M | ﹤0.01% |
41,978
+41,661
| +13,142% | +$1.43M |
|
|
NBO
3863
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
| $1.45M | ﹤0.01% |
110,210
+37,121
| +51% | +$494K |
|
3864
Magnachip Semiconductor
MX
$142M
| $1.45M | ﹤0.01% |
81,377
+58,265
| +252% | +$1.16M |
|
|
LAC
3865
DELISTED
Lithium Americas Corp. Common Shares
LAC
| $1.44M | ﹤0.01% |
64,640
+21,606
| +50% | +$380K |
|
3866
Nkarta
NKTX
$168M
| $1.44M | ﹤0.01% |
51,885
+43,203
| +498% | +$1.37M |
|
|
CIXX
3867
DELISTED
CI Financial Corp.
CIXX
| $1.44M | ﹤0.01% |
70,843
-8,255
| -10% | -$158K |
|
3868
The Bancorp
TBBK
$2.83B
| $1.44M | ﹤0.01% |
56,646
-42,393
| -43% | -$1M |
|
|
VZIO
3869
CALL
DELISTED
VIZIO Holding Corp.
VZIO
| $1.44M | ﹤0.01% |
+67,900
| New | +$1.48M |
|
|
SMAR
3870
DELISTED
Smartsheet Inc.
SMAR
| $1.44M | ﹤0.01% |
20,940
+7,598
| +57% | +$559K |
|
|
BFX
3871
DELISTED
BowFlex Inc.
BFX
| $1.44M | ﹤0.01% |
154,560
-2,608
| -2% | -$33.5K |
|
|
KMF
3872
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $1.44M | ﹤0.01% |
197,683
-3,492
| -2% | -$25.4K |
|
|
VRTV
3873
DELISTED
VERITIV CORPORATION
VRTV
| $1.44M | ﹤0.01% |
16,027
+8,632
| +117% | +$659K |
|
|
BOWX
3874
CALL
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
| $1.44M | ﹤0.01% |
+143,500
| New | +$1.47M |
|
3875
iShares MSCI Global Gold Miners ETF
RING
$2.44B
| $1.43M | ﹤0.01% |
58,323
-38,303
| -40% | -$1.03M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.